Search for: "Sound Exchange"
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28 Jul 2011, 10:14 pm
The Second Circuit yesterday may have sounded a death knell for fraud claims against one big broker, Morgan Stanley. [read post]
7 Feb 2009, 11:48 am
Absent the template, the process sounds a lot like that we attorneys use to test our theories and evaluate those of our opponents'. [read post]
8 Jun 2010, 4:00 am
There are dozens of poorly thought out web addresses, largely from companies who naively slurred their innocent-sounding names into a single word without noticing the resulting double entendres. [read post]
26 Feb 2008, 6:00 pm
Sounds pretty unexciting, right? [read post]
5 Apr 2009, 8:37 am
Speaking of drug cartels, here's a high-profile judicial corruption that sounds like something you'd more readily expect on the Mexican side of the river:A newly elected felony District Judge in El Paso, Manuel Barraza, was arrested this week for allegedly dismissing or offering to dismiss drug cases in exchange for money and sexual favors. [read post]
12 Feb 2010, 8:26 am
Sounds good so far. [read post]
14 Oct 2015, 12:00 pm
That sound you heard was also bloodthirsty Florida prosecutors weeping in their death cocktails. [read post]
5 Nov 2012, 3:09 am
Any difference in sound between FX and EFFECTS is so subtle as to escape notice or appreciation even by the most careful listener. [read post]
5 Dec 2018, 5:01 am
Would Pennsylvanians be willing to pay higher state income taxes in exchange for a e0-cent-per-gallon reduction in state gasoline taxes? [read post]
25 Jul 2020, 9:08 am
Danchenko, who soon agreed to answer investigators’ questions in exchange for immunity.... [read post]
2 Nov 2013, 4:02 pm
E: Seemed like a voluntary exchange when I paid for my books. [read post]
11 Jul 2014, 3:59 pm
Senator Crapo sounded a word of caution as the SEC engages in a comprehensive review of market regulation. [read post]
3 Aug 2014, 12:29 pm
Senator Crapo sounded a word of caution as the SEC engages in a comprehensive review of market regulation. [read post]
19 Mar 2008, 1:46 pm
Sounds a bit like writing a press release, right? [read post]
27 Jul 2016, 8:24 am
It sounds like the first contact from the SEC for an exam will be call to set up that introductory call. [read post]
9 Jul 2012, 5:55 pm
Are the tenants in the property stable and financially sound? [read post]
29 Jun 2018, 7:35 am
” It sounds to me like this case goes into the “insider guessing” bucket. [read post]
3 Jul 2012, 9:48 pm
A recent announcement by the Securities and Exchange Commission stated that the SEC has charged Persaud with defrauding investors. [read post]
3 Jun 2019, 2:00 am
The Securities and Exchange Commission published its Reg Flex Agenda for the Spring of 2019. [read post]
3 Sep 2014, 5:50 am
The Securities and Exchange Commission has been focused on fees charged by investment advisers and fund managers. [read post]
