Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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20 Aug 2014, 2:14 pm
MishkinThe Financial Services Roundtable has launched as multimedia campaign to challenge the CFPB’s proposal to expand the consumer complaint data that it publicly discloses to include complaint narratives. [read post]
9 Aug 2014, 8:16 am
International Financial Institutions (IFIs) and Sovereign Wealth Funds—SWFs as Instruments to Strengthen Governance and Enhance Fiscal Discipline in Developing States Larry Catá Backer[1]Abstract: Especially since the start of the second decade of the 21st century once more has seen more focused interest in the use of SWFs by home states—less as a means of projecting sovereign financial power outwards and more as a means of internal financial… [read post]
7 Aug 2014, 5:10 am
The toolkit addresses (1) the rationale for applying ADR-like processes to these sorts of conflicts, (2) implementation/use of dispute resolution mechanisms and services, and (3) associated necessary skill sets and training for directors to effectively manage these types of disputes. [read post]
5 Aug 2014, 6:28 am
In the article, entitled “Breaking Up Is Hard To Do”, Switzer relates how ‘to avoid pain by planning for the end of a third party relationship’, together with an illustrated diagram of “Third Party Risk Management in Financial Service”; she couples these with a Roundtable on “Financial Sector Third Party Risk” with participants Walter Hoogmoed, Jr., a Principal at Deloitte, Marie Patterson, VP-Marketing at Hiperos,… [read post]
1 Aug 2014, 3:00 am
Investors: Market Trends and Changes in Regulation Location: San Paulo, SP August 13, 2014 Sponsor: The New York Hedge Fund Roundtable Event: Austerity: The History of a Dangerous Idea, Monetary Policy, and the Impact on Alternative Investor Location: New York, NY August 14, 2014 Sponsor: Factset StreetAccount and WellChild Event: Summer Networking Cocktails for WellChild- Guests and Colleagues Welcome Location: London, UK August 14, 2014 Sponsor: CHFA Event: CHFA Summer Social at the… [read post]
29 Jul 2014, 4:00 am
Among the amicus briefs in support of the petition was a brief filed by nine financial services industry trade groups including the American Bankers Association, the American Financial Services Association, the Consumer Bankers Association, the Financial Services Roundtable and the Mortgage Bankers Association. [read post]
24 Jul 2014, 6:03 am
The letter was sent by the Financial Services Roundtable, the American Bankers Association, the Consumer Bankers Association, The Clearing House, and the U.S. [read post]
2 Jul 2014, 12:46 pm
This past April, at the 19th Annual Consumer Financial Services Institute in Chicago (which I co-chaired), Will Wade-Gery (who is managing the study for the CFPB) indicated that the study will be completed by the end of this year. [read post]
30 Jun 2014, 3:00 am
The Proposed Standards were issued by six agencies mandated to assess the diversity and inclusion policies and practices of regulated entities in the financial services industry. [read post]
22 Jun 2014, 1:05 pm
KM ROUNDTABLE DISCUSSION Legal KM Today: 1. [read post]
11 Jun 2014, 4:00 am
It is one of the first of its kind in the world, and has been adopted by several high-profile organizations, including Bell Canada, Rogers, Great West Life Insurance, Manulife Financial, the Canadian Security Intelligence Service (CSIS), and some of Toronto’s major hospitals. [read post]
9 Jun 2014, 6:13 am
Roundtable discussion topics include wage-and-hour cases impacting the financial services industry, employee background checks, update on EEOC and OFCCP enforcement initiatives for 2014 and the latest whistleblower law developments under federal and new California state law. [read post]
8 Jun 2014, 7:57 am
” The mission of iGlobal Forum is to connect business executives across the financial industry and provide an exchange platform for education and strategic relationships. [read post]
4 Jun 2014, 4:34 am
” Over the last several months, not only has the SEC been more involved generally with cyber “thinking” and security issues, but also the Office of Compliance, Inspections and Examinations of the SEC (governing investment advisors and asset managers), and the Financial Industry Regulatory Authority (FINRA) are all in the game.[6] So is the Federal Trade Commission, as well as state regulators, such as, the New York State Department of Financial Services. [read post]
2 Jun 2014, 7:39 am
Roundtable discussion topics include wage-and-hour cases impacting the financial services industry, employee background checks, update on EEOC and OFCCP enforcement initiatives for 2014 and the latest whistleblower law developments under federal and new California state law. [read post]
30 May 2014, 4:53 am
Thomas Room: MSL 235 This Roundtable looks at contemporary issues in both federal and tribal American Indian law. [read post]
28 May 2014, 1:12 pm
Roundtable discussion topics include wage-and-hour cases impacting the financial services industry, employee background checks, update on EEOC and OFCCP enforcement initiatives for 2014 and the latest whistleblower law developments under federal and new California state law. [read post]
19 May 2014, 7:32 am
Wednesday, May 21st NDAA The Senate Armed Services Personnel Subcommittee will mark up portions of the National Defense Authorization Act for Fiscal Year 2015 under its jurisdiction. [read post]
6 May 2014, 4:26 pm
Many of the speakers at the SEC Roundtable attested to the growing threats firms face, as measured by the frequency and severity of attacks, and the financial and reputational damage these attacks can bring. [read post]
14 Apr 2014, 4:04 am
But what about the financial services industry. [read post]
