Search for: "TOP OF EXCHANGE LLC" Results 341 - 360 of 676
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
28 Dec 2016, 3:09 pm
While avoiding a DUI is good reasoning on its own, ensuring you and your friends and family arrive home safely after you ring in the New Year should be a top priority.At Cordisco & Saile LLC, we encourage people to plan ahead. [read post]
28 Dec 2016, 3:09 pm
While avoiding a DUI is good reasoning on its own, ensuring you and your friends and family arrive home safely after you ring in the New Year should be a top priority.At Cordisco & Saile LLC, we encourage people to plan ahead. [read post]
2 Dec 2016, 12:50 pm by Steven Koprince
 The holiday season is in full swing here at Koprince Law LLC, where we have a festive tree in our lobby and holiday cookies in the kitchen. [read post]
20 Nov 2016, 5:35 am by SHG
” They have to stay somewhere, so why not in the old post office with the president’s name on top? [read post]
7 Nov 2016, 7:22 pm by Kevin LaCroix
John Reed Stark A great deal of media attention has been paid to the contents of Anthony Weiner’s laptop computer, including the existence of emails  between or among Hillary Clinton and Huma Abedin. [read post]
26 Sep 2016, 8:19 am by Rebecca Tushnet
LeadClick Media, LLC, 15‐1009‐cv (2d Cir. [read post]
19 Sep 2016, 7:34 am by Adam Weinstein
The Securities and Exchange Commission (SEC) announced that ICON Capital LLC, an entity that manages equipment leasing funds, agreed to settle charges that it caused four of its funds to report materially inaccurate financial results in their SEC filings and pay a $750,000 penalty. [read post]
19 Sep 2016, 7:34 am by Adam Weinstein
The Securities and Exchange Commission (SEC) announced that ICON Capital LLC, an entity that manages equipment leasing funds, agreed to settle charges that it caused four of its funds to report materially inaccurate financial results in their SEC filings and pay a $750,000 penalty. [read post]
9 Sep 2016, 10:53 am
Rafal was an acclaimed advisor and ranked 6th in Barron’s 2015 Top 100 Independent Financial Advisors poll.Mr. [read post]
5 Sep 2016, 6:30 am by Kevin LaCroix
The large litigation financing firms have substantial assets out of which to invest; according to the Wall Street Journal (here), Burford Capital LLC has already invested $800 million in the U.S. and abroad; Gerchen Keller has deployed $700 million of the $1.4 billion it has raised. [read post]
26 Aug 2016, 1:57 pm
Bennett inflated assets and used these inflated assets in order to qualify for the Barron’s list of top advisers. [read post]
14 Aug 2016, 4:09 am by SHG
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
14 Jul 2016, 7:16 am by Eugene Volokh
Afterward, in an email exchange with LPL to schedule a follow-up call, Griess wrote that it “would be nice to know” if LPL anticipate[d] imposing any kind of heightened supervision, more frequent/unannounced exam schedule, specialized advertisement approval process or other sanction(s) that may provide the Department with a little better sense that the firm is “on top of” addressing this type of activity which in turn may be of some comfort to us and really… [read post]
7 Jul 2016, 5:03 pm by Jeff Kern
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
30 Jun 2016, 9:29 am by Jeff Kern and Christopher Bosch
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
23 Jun 2016, 6:06 pm by Kevin LaCroix
Michael Klausner Jason Hegland There have been a number of important developments in class action securities litigation case filings in the recent years. [read post]