Search for: "U.S. Commodity Futures Trading Commission"
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12 Feb 2021, 6:18 am
Prosecutors have subpoenaed information from brokers such as Robinhood Markets Inc.The WSJ is also reporting that the Commodity Futures Trading Commission “has opened a preliminary investigation into whether misconduct occurred as some Reddit traders targeted silver futures and the largest exchange-traded fund tied to silver, the iShares Silver Trust. [read post]
11 Feb 2021, 6:13 am
Agency for International DevelopmentFederal Communications CommissionSecurities and Exchange CommissionNuclear Regulatory Commission Commodity Futures Trading Commission National Aeronautics and Space AdministrationU.S. [read post]
9 Feb 2021, 12:55 pm
Building a Coalition Biden should focus on rebuilding political consensus during his moratorium on new trade agreements by launching a presidential commission modeled on the “Williams Commission. [read post]
4 Feb 2021, 11:03 pm
The Commodities Futures Trading Commission promotes the integrity of the U.S. derivatives markets through regulation via the Commodity Exchange Act. [read post]
27 Jan 2021, 11:07 am
And in the first coordinated FCPA enforcement action between DOJ and the Commodities Futures Trading Commission (CFTC), the CFTC fined Vitol an additional $28.7 million. [read post]
20 Jan 2021, 9:50 am
Securities and Exchange Commission (SEC) Whistleblower Program and the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
20 Jan 2021, 9:50 am
Securities and Exchange Commission (SEC) Whistleblower Program and the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
18 Jan 2021, 11:30 am
Gensler, the former Chairman of the Commodities Futures Trading Commission (CFTC), “is expected to take a tough line on enforcement and to pursue rules that address Democratic policy priorities,” according to Reuters. [read post]
18 Jan 2021, 11:30 am
Gensler, the former Chairman of the Commodities Futures Trading Commission (CFTC), “is expected to take a tough line on enforcement and to pursue rules that address Democratic policy priorities,” according to Reuters. [read post]
14 Jan 2021, 4:40 pm
Important categories of recovery and areas where whistleblowers can make a difference are outside the scope of the report, including: Criminal penalties; Recoveries in cases delegated to United States Attorneys’ offices, instead of those handled by the Civil Division; Recoveries by state and local governments Recoveries by the government for fraud against non-governmental entities, such as by the Securities and Exchange Commission or Commodity Futures… [read post]
14 Jan 2021, 8:59 am
The U.S. withdrawal from the agreement had no direct effect on domestic greenhouse gas emissions. [read post]
4 Jan 2021, 9:00 am
Gary Gensler, a regulator under President Obama who is now also assisting the Biden transition team, enacted new regulations on the financial derivatives market when he was the Commodity Futures Trading Commission Chairman. [read post]
28 Dec 2020, 12:17 pm
Commodity Futures Trading Commission (CFTC). [read post]
22 Dec 2020, 7:08 pm
Prominent provider trade associations had requested a longer period of suspension. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
15 Dec 2020, 8:00 am
In November, the president-elect Joe Biden appointed Gary Gensler, a former Commodity Futures Trading Commission Chair under the Obama administration, to its presidential transition team. [read post]
14 Dec 2020, 8:40 am
On November 18, the Commodity Futures Trading Commission (CFTC) unanimously approved a final rule establishing a framework for the Commission to grant an exemption from registration as a derivatives clearing organization (DCO) to a clearing organization organized outside of the United States for the purpose of clearing proprietary swap transactions for U.S. persons. [read post]
11 Dec 2020, 11:57 am
This week’s Catch of the Week highlights the participation of the Commodity Futures Trading Commission (CFTC) in the settlement of an international bribery and kickback scandal involving Vitol Inc., a member of the Vitol Group, the world’s largest privately owned oil and gas trading firm. [read post]
11 Dec 2020, 7:25 am
Commodity Futures Trading Commission (CFTC) announced an order filing and settling corruption charges against Vitol Inc., an energy and commodities trading firm. [read post]
8 Dec 2020, 5:24 am
This list includes links to the federal agencies that have, so far, been issuing regulatory guidance, including the Internal Revenue Service (IRS), the Securities and Exchange Commission (SEC), and the Commodity Futures Trading Commission (CFTC). [read post]
