Search for: "UBS Investment Bank"
Results 341 - 360
of 739
Sort by Relevance
|
Sort by Date
21 Dec 2011, 12:55 am
The American representatives are the not particularly huge investment banks, the really huge retail banks, and BONY and State Street, which aren't huge at all. [read post]
14 Dec 2011, 2:45 pm
Wells Fargo Bank, N.A., successor by merger to Wachovia Bank N.A., has agreed to pay $46 million to settle charges brought by the Securities and Exchange Commission that Wachovia fraudulently rigged bids in municipal bond reinvestment transactions in 25 states and Puerto Rico. [read post]
12 Dec 2011, 6:48 am
Previously, JPMorgan Chase & Co., UBS AG and Bank of America Corp. settled similar charges. [read post]
9 Dec 2011, 7:55 am
Investment Banking Planned layoffs will include about 900 from the division that contains trading and investment banking, a person familiar with the matter said last month. [read post]
8 Dec 2011, 8:02 pm
Other financial firms that have settled similar claims over muni bond bid-rigging are Bank of America, Corp., UBS AG, and JPMorgan Chase & Co. [read post]
8 Dec 2011, 1:56 am
A High Court judge today refused to overturn a ‘possession order’ granted to investment bank UBS, which owns the complex in the City of London.” Full story The Independent, 7th December 2011 Source: www.independent.co.uk [read post]
2 Dec 2011, 6:28 am
Based on that ruling, the court dismissed claims against JPMorgan and UBS seeking to hold the banks liable for customer losses resulting from Madoff’s scheme. [read post]
1 Dec 2011, 1:58 pm
UBS Financial Services Inc. 80.8M 212 Investment Corp. et al. v. [read post]
28 Nov 2011, 8:57 pm
It was Corzine's stated goal to transform MF Global from a commodity broker into an investment bank with a large proprietary trading operation similar to the one Corzine ran at Goldman in the 1990s. [read post]
15 Nov 2011, 8:20 pm
The bank had allegedly used independent research analysts to bolster investment banking activities. [read post]
8 Nov 2011, 2:04 pm
A banking analyst with JPMorgan Chase suggests that Credit Suisse and UBS get together and combine their investment banks in a joint venture. [read post]
4 Nov 2011, 10:48 am
As the U.S. investment banking and securities arm of UBS AG, the giant Swiss financial services company, UBS provides investment banking, research, and sales and trading services, mostly to corporate and institutional clients. [read post]
1 Nov 2011, 5:21 pm
Madoff Investment Services ("BLMIS"). [read post]
25 Oct 2011, 6:35 pm
FINRA says that UBS had a flawed Reg SHO supervisory system when it came to locates and marking sale orders and that this resulted in supervisory failure, which played a role in serious regulation failures showing up throughout the investment bank’s equities trading business. [read post]
20 Oct 2011, 5:38 am
The shift at UBS toward wealth management is driven by a disappointing performance and demands from Swiss regulators to abandon riskier practices like proprietary trading and to buttress its operations with more capital, The New York Times reports. [read post]
19 Oct 2011, 7:27 pm
For example, after one market mutual fund’s shares dropped to under $1 because it had invested heavily in short-term loans to Lehman, others then pulled their investments out of money market funds. [read post]
19 Oct 2011, 6:28 pm
The brothers have been in opposition with Lehman since the investment bank filed for bankruptcy in 2008. [read post]
11 Oct 2011, 9:36 am
Another recent case, including UBS AG versus a West Virginia hospital, also called into question the definition of a customer and if a case can proceed to arbitration, Intelisano said. [read post]
9 Oct 2011, 7:11 pm
You need the interesting first part of this article to appreciate the logic and explanation of what he is saying about some of the trader fraud at investment banks and the mortgage crisis we are still in the middle of and whether the US taxpayer should be bailing these banks out. [read post]
29 Sep 2011, 11:46 am
In the wake of the disastrous loss, UBS has rejected calls to abandon its investment banking arm. [read post]
