Search for: "US SECURITY ASSOCIATES INC"
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3 May 2017, 4:24 am
Govern and Manage Company-Owned Mobile Devices: Organizations that provide mobile devices for employee use need a formal process to help ensure that any use is secure. [read post]
10 Apr 2023, 8:26 am
05/07/2020 – 05/05/2021, CADARET, GRANT & CO., INC. [read post]
22 Dec 2018, 8:23 am
According to the SEC, Sean Kelly used his companies, Lion’s Share Financial of East Cobb, Inc., Lion’s Share & Associates, Inc., and Lionsshare Tax Services, LLC, (Lion Share) to raise at least $1 million from 12 investors, including elderly retirees. [read post]
6 Jun 2013, 3:43 pm
Nationally recognized for her extensive work, publications and leadership on HIPAA and other privacy and data security concerns, Ms. [read post]
2 Jul 2019, 7:42 am
From February 2013 until November 2017 Sanchez was registered with Principal Securities, Inc. [read post]
8 Apr 2009, 2:34 pm
-produced specialty metals be used for DOD applications. [read post]
9 Apr 2009, 9:56 am
-produced specialty metals be used for DOD applications. [read post]
20 Jul 2007, 8:38 pm
The Washington Department of Financial Instututions "notes the growth in the use of professional designations which state or imply that a person has special expertise, certification or training in financial planning," as quoted in a release by the North American Securities Administrators Association Inc. [read post]
3 Dec 2018, 1:44 pm
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
31 Aug 2022, 11:34 am
In 2004, for example, I asked: Every time I teach the shareholder proposal rule (Securities Exchange Act Rule 14a-8) in Business Associations, I always wonder the same thing: Why don't conservative activists use the rule more often? [read post]
3 May 2013, 10:34 am
Essentially then, the parties to a merger transaction must take into account all securities law implications associated with using stock and/or securities to effect the transaction, weighing the costs and benefits of registering the relevant securities, or seeking an exemption from registration. [read post]
16 Dec 2019, 3:13 pm
As HIPAA Security Rule at 45 C.F.R. [read post]
18 May 2008, 8:11 pm
At a Security Traders Association conference in Washington DC earlier this month, the Securities and Exchange Commission's Division of Trading and Markets Director Erik Sirri told broker-dealers to "look for guidance" when using direct access systems when making trades. [read post]
9 Jul 2018, 12:37 pm
Cape Securities Inc. [read post]
20 Sep 2012, 12:45 pm
The Securities and Exchange Commission is charging investment advisory firm and broker dealer Advanced Equities Inc. and its cofounders Keith G. [read post]
4 Feb 2017, 8:27 am
Beck, Inc. [read post]
27 Oct 2016, 8:48 am
That’s the clear take away applicable to all HIPAA-Covered Entities and business associates from the St. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
13 Nov 2020, 5:01 am
Allies like Canada, which has had robust national security review authorities in place since 2009, will also wonder whether that leverage may be used to compel broader economic and national security policy changes, and to control the outcomes of specific transactions. [read post]
29 Sep 2017, 12:26 pm
FINRA requires brokers to disclose their outside businesses because the risk to investors is that the broker will use such businesses to engage in unauthorized securities activities. [read post]
