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18 Feb 2022, 10:02 am
The SEC alleges that he executed the fraud scheme by altering inputs and manipulating the code of a third-party pricing service used to value the funds’ assets. [read post]
4 Feb 2022, 12:33 pm
The agencies are seeking from Safeguard and Santulan the return of ill-gotten gains, civil monetary penalties, restitution, permanent registration, trading bans, and a permanent injunction of further violation of the Commodity Exchange Act, state regulatory laws, and CFTC regulations. [read post]
4 Feb 2022, 6:10 am
Said Toshiba: “Sponsored ADRs trading on U.S. exchanges automatically satisfy Morrison. [read post]
1 Feb 2022, 4:08 pm
The act helps to support our military and first responders by ensuring that government contractors provide equipment that is safe, effective and cost efficient; to safeguard American businesses and workers by promoting compliance with customs laws, trade agreements, visa requirements and small business protections; and to protect other critical government programs ranging from the provision of disaster relief funds to nutrition benefits for needy families.In 1986, Congress… [read post]
27 Jan 2022, 7:38 am
Investors will now get more daylight on these investments thanks to the Securities and Exchange Commission (SEC). [read post]
21 Jan 2022, 10:32 am
Wells Fargo secretly manipulated foreign exchange rates, so that they always used the rate most favorable for the bank and least favorable for the customer. [read post]
21 Jan 2022, 10:32 am
Wells Fargo secretly manipulated foreign exchange rates, so that they always used the rate most favorable for the bank and least favorable for the customer. [read post]
20 Jan 2022, 12:16 pm
These cases are approached by the plaintiffs, a lot of the time by the clients using a cost basis analysis. [read post]
19 Jan 2022, 2:35 am
As part of that strategic shift, the Company has ended its Life Care Exchange program for purchasing policies. [read post]
14 Jan 2022, 8:02 am
Leveraged Exchange-Traded Funds (ETFs) Leveraged exchange-traded funds (ETFs) sound good in theory: They allow investors to diversify by buying into a broad range of stocks, and they typically offer the opportunity to earn either double or triple the returns of a targeted index. [read post]
13 Jan 2022, 8:50 am
Securities and Exchange Commission (SEC) while an SEC proceeding was ongoing. [read post]
13 Jan 2022, 6:21 am
It is important to note, neither executive officers and directors nor companies are required to use a Rule 10b5-1 trading plan to execute company stock transactions, and many trades are completed without such plans. [read post]
7 Jan 2022, 2:20 pm
But Reynolds never made any trades. [read post]
7 Jan 2022, 2:20 pm
But Reynolds never made any trades. [read post]
23 Dec 2021, 10:00 am
In that case, Starbucks sued a coffee shop in New Hampshire that was using the trade name “Mr. [read post]
22 Dec 2021, 8:36 am
One settlement is with the US Securities and Exchange Commission (SEC) and the other with the Commodity Futures Trading Commission (CFTC). [read post]
20 Dec 2021, 4:44 pm
Along with its general restrictions upon use, access or disclosure of protected health information, HIPAA also requires that covered entities and their business associates take the special precautions to protect electronic protected health information (“ePHI”) against improper access, use, disclosure or loss required by the OCR HIPAA Security Rule. [read post]
17 Dec 2021, 3:48 pm
To schedule a free and confidential consultation with an attorney at Zamansky LLC, call us at 212-742-1414 or request an appointment online now. [read post]
10 Dec 2021, 3:42 pm
Unsolicited Trades appeared first on Zamansky LLC. [read post]
3 Dec 2021, 9:49 am
Trade Representative (USTR) Katherine Tai and company executives, including CEO Alfred Kelly. [read post]
