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28 Mar 2024, 2:40 am
The recent CWA victory at Wells Fargo serves as a reminder that union organizing can occur in almost any workplace. [read post]
6 Apr 2011, 11:28 am
Wells Fargo agreed to pay disgorgement of $6.75 million and a penalty of $4.45 million. [read post]
22 Dec 2011, 3:04 pm
Goodwin Procter and British firms Ashurst, Nabarro, and Norton Rose have landed roles advising on the sale of HSBC's Japanese private banking business to Credit Suisse and Wells Fargo's acquisition of the Bank of Ireland's Burdale Financial. [read post]
1 Jul 2015, 12:34 pm
(“FINRA”) The FINRA AWC alleged that Daggett, while registered with Wells Fargo Advisors, LLC made numerous unsuitable recommendations of exchange traded products to his customers in violation of FINRA rules. [read post]
21 Mar 2017, 2:41 am
Thankfully, both Wells Fargo and the Financial Industry Regulatory Authority were there to protect us. [read post]
5 Oct 2011, 3:17 pm
Edwards & Sons, Inc. and its successor firms, Wachovia Securities, LLC and Wells Fargo Advisors, LLC. [read post]
29 Jul 2017, 9:47 am
To make a bad situation worse, some banks (like Wells Fargo) refuse to settle the dispute in court. [read post]
21 Jul 2011, 7:52 am
Notably, families who lost their home in foreclosure as a consequence of Wells Fargo's illegal steering are to receive $7,000 for the loss of their home. [read post]
24 Feb 2023, 4:59 pm
Dougherty was previously employed by Wells Fargo Clearing Services LLC. [read post]
1 Apr 2010, 3:20 pm
Here, even Wells Fargo's own damages expert, Dr. [read post]
30 Sep 2016, 9:01 am
If you suffered losses investing with Wells Fargo Advisors please call The White Law Group at 1-888-637-5510 for a free consultation. [read post]
18 Mar 2010, 11:12 am
The United States Court of Appeals for the 9th Circuit ruled in favor of Wells Fargo Home Mortgage Inc., WFC Holdings Corporation, Wells Fargo & Company, and Wells Fargo Financial Services Inc. on the issue of whether overcharging a settlement service fee to the consumer violates the real estate settlement procedures act (RESPA). [read post]
3 Nov 2021, 8:07 am
Wells Fargo Clearing Services is also reportedly named in the complaint. [read post]
31 May 2023, 9:01 pm
Here is a closer look at the events that led to the $1 billion settlement: In 2016, the Consumer Financial Protection Bureau (“CFPB”) and the Office of the Comptroller of the Currency (“OCC”) fined Wells Fargo $135 million for secretly opening deposit and credit card accounts without its customers’ authorizations. [read post]
30 Nov 2012, 12:07 pm
The SEC just let Wells Fargo off the hook for its sales of mortgage securities, meaning that not every bank is being sent to the firing squad for these products. [read post]
18 May 2018, 12:50 pm
However, according to Wells Fargo, that amount has since been restored to the pension plan. [read post]
27 Sep 2016, 6:02 pm
Wells Fargo recently entered a $185 million settlement with the Consumer Financial Protection Bureau and fired more than 5,000 employees for creating 2 million-plus checking and credit card accounts that may not have been authorized by customers. [read post]
8 Dec 2011, 1:38 pm
WASHINGTON — The Office of the Comptroller of the Currency announced today that it has assessed a civil money penalty of $20 million against Wells Fargo Bank, N.A. [read post]
29 Nov 2016, 2:43 pm
Wells Fargo still doesn’t get it. [read post]
10 Oct 2012, 2:57 am
Attorney for the Southern District of New York announced a civil suit against Wells Fargo, alleging violations of the False Claims Act and the Financial Institutions Reform, Recovery and Enforcement Act. [read post]
