Search for: "Washington Mutual, Inc. " Results 341 - 360 of 449
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25 Jan 2016, 2:01 pm
This post examines an opinion recently issued by the Fourteenth Court of Appeals of Texas – Houston:  Patel v. [read post]
10 Aug 2023, 9:31 am by GraceLegere
According to a press release on March 2, 2022, the Securities and Exchange Commission charged Cambridge Investment Research Advisors, Inc. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
14 Jul 2024, 9:01 pm by renholding
Relying on this alleged mutual understanding, Young did not insist on including an explicit obligation in the Purchase Agreement. [read post]
8 Nov 2023, 10:14 pm by D. Daxton White
Unlike traditional mutual funds, shares of ETFs typically trade throughout the day on a securities exchange at prices established by the market. [read post]
30 Mar 2023, 6:52 am by The White Law Group
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
15 Mar 2010, 2:32 pm
Judge Sontchi in in re Premier International Holdings disagreed sharply that Rule 2019 extends to ad hoc committees. [23] He then went on to explain that any amendments to Rule 2019 to increase the required disclosures would have no affect to those not already covered by the rule. [24]Judge Sontchi’s decision was in complete opposition to that of his counterpart, Judge Walwrath’s in in re Washington Mutual Inc. [25] Judge Walwrath used the currently proposed… [read post]
23 Apr 2009, 4:20 am
Unlike in the 1920s, large numbers of Americans today are "investors" - as purchasers (i.e. shareholders) of individual stocks, mutual funds, etc. [read post]
30 Dec 2011, 2:50 pm by Jennings Strouss & Salmon
§ 1818(q) (Voluntary Termination of Insurance) Main Street Bank, Kingwood, TX; FDIC-11-628q; Issued 11/22/11 – PDF TERMINATIONS Orders Terminating Consent Orders and Cease and Desist Orders Commerce Bank of Temecula Valley, Murrieta, CA; FDIC-10-104b; Issued 11/18/11 – PDF Savings Bank of Mendocino County, Ukiah, CA; FDIC-10-887b; Issued 11/21/11 – PDF Decatur First Bank, Decatur, GA; FDIC-09-377b; Issued 11/7/11 – PDF Community Capital Bank, Jonesboro, GA;… [read post]
19 Nov 2009, 10:51 am by Beck/Herrmann
Jude Medical, Inc., 522 F.3d 836, 841-42 (8th Cir. 2008) (Rule 23(c)(4) certification improper where "trials will still be required" for remaining individualized issues). [read post]
31 Jan 2021, 12:06 pm by Petrelli Previtera, LLC
There are several kinds of divorce–mutual consent, no-fault, and fault are the most common. [read post]
7 Jun 2022, 3:29 am by The White Law Group
    Color Up, LLC offered to tender up to 900,506 of the outstanding shares of common stock of The Parking REIT, Inc. [read post]
27 Mar 2023, 8:09 pm by The White Law Group
  March 2023 – Newbridge this week agreed to sanctions involving supervisory failures and sales of a risky alternative mutual fund. [read post]