Search for: "Wells Fargo Financial Bank" Results 341 - 360 of 1,403
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3 Jul 2017, 1:41 pm by Daniel Bush
Racial bias in the financial system The court also said the city of Miami could proceed with lawsuits against Bank of America and Wells Fargo, which allege the financial institutions targeted African-American and Latino residents with predatory loans. [read post]
23 Jun 2017, 2:29 pm by Lax & Neville LLP
The Financial Industry Regulatory Authority (“FINRA”) fined and suspended Wells Fargo broker Eli Ungar (“Ungar”) for allegedly poaching client data from his former employer the Hong Kong and Shanghai Banking Corporation (“HSBC”). [read post]
In other Wells Fargo related-news, the bank, which has been fighting to regain customer trust after opening two million accounts without the customers knowing, is now dealing with US Senator Elizabeth Warren calling on the Federal Reserve to get rid of the bank’s entire 12-member board. [read post]
20 Jun 2017, 9:40 pm by Adam Levitin
 And indeed, when the CFPB has brought unfairness charges, they have generally been in situations in which there is no consumer benefit whatsoever from the practice (e.g., Wells Fargo false accounts). [read post]
31 May 2017, 6:07 am by Adam Weinstein
  From May 2008 until March 2013, Russell was associated with Wells Fargo Advisors, LLC. [read post]
30 May 2017, 6:06 pm by Kenneth Vercammen Esq. Edison
Distributions in excess of that standard require the cooperation of a Co-Trustee – often an adult child of the surviving spouse or a trust department of a bank. [read post]
19 May 2017, 6:08 am
Marcogliese, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, May 16, 2017 Tags: Accountability, Banks, Board independence, Board leadership, Boards of Directors, Compliance & ethics, Corporate culture, Disclosure, Incentives, Management, Misconduct, Oversight, Reputation, Wells Fargo, Whistleblowers Reviving the U.S. [read post]
9 May 2017, 7:34 am by Beth Graham
John’s University School of Law, has written “Free-Market Failure: The Wells Fargo Arbitration Clause Example,” 70 Rutgers U.L. [read post]
28 Apr 2017, 6:02 am
Gonzalez, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, April 22, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, Compliance & ethics, Consumer protection, Corporate culture, Financial institutions, Financial regulation, Management, Misconduct, Oversight, Risk oversight, Wells Fargo One Take on the Report of the Independent Directors of Wells Fargo: Vote the Bums Out Posted by Howell… [read post]
22 Apr 2017, 2:28 pm
Professor Jackson is the co-author of Financial Regulation: Law and Policy (Foundation Press 2016) and has served as an expert witness for the plaintiff class in In re Wells Fargo Residential Mortgage Lending Discrimination, No. [read post]
22 Apr 2017, 2:28 pm
Professor Jackson is the co-author of Financial Regulation: Law and Policy (Foundation Press 2016) and has served as an expert witness for the plaintiff class in In re Wells Fargo Residential Mortgage Lending Discrimination, No. [read post]
22 Apr 2017, 6:48 am
On April 10, 2017, a committee of independent directors of Wells Fargo released a 110-page report on the results of an investigation into the root causes of improper sales practices at Wells Fargo’s Community Bank (the “Community Bank”). [1] The report will likely be studied by regulators, congressional committees, financial institutions, and other companies for insights into the causes of problematic sales practices… [read post]
22 Apr 2017, 6:48 am
On April 10, 2017, a committee of independent directors of Wells Fargo released a 110-page report on the results of an investigation into the root causes of improper sales practices at Wells Fargo’s Community Bank (the “Community Bank”). [1] The report will likely be studied by regulators, congressional committees, financial institutions, and other companies for insights into the causes of problematic sales practices… [read post]
13 Apr 2017, 9:23 pm by Laurence Hooper
Ponce de Leon soon may be ordered reinstated at Wells Fargo — which would follow another high-profile reinstatement ordered last week by the Labor Department, of an unnamed Wells Fargo banker who was awarded $5.4 million in damages and fees for being fired after reporting fraud, the largest such award under SOX. [read post]
12 Apr 2017, 6:30 am by Mark Astarita
If anyone has a link to the actual study, I would love to review it.One more caveat - I don't know anything about these Wells Fargo arbitrations, but I do know something about consumer arbitrations - having represented investors and financial firms in well over 600 such arbitrations over the years. [read post]