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8 Sep 2023, 7:54 am
It is crucial for employers to prioritize workplace safety and take the necessary precautions to prevent workplace accidents. [read post]
27 Mar 2018, 5:02 pm
From November 2006 to December 2009, she was the Director of Legal and Business Affairs for Renegade Nation, an independent multi-media company. [read post]
4 May 2022, 1:00 pm
And we do it in four industries, legal, insurance, commercial real estate, and financial services from it. [read post]
26 May 2015, 2:50 pm
” “Regulated” qualified investors are entities that are already regulated by FINMA, such as banks, securities dealers, fund managers, and insurance companies. [read post]
26 May 2015, 2:50 pm
” “Regulated” qualified investors are entities that are already regulated by FINMA, such as banks, securities dealers, fund managers, and insurance companies. [read post]
14 Jul 2018, 6:42 am
In the case of a current employee, such consequences can be severe, up to and including termination of employment. [read post]
21 Apr 2018, 1:00 am
It includes an identifier by the insurance carriers. [read post]
4 Jul 2009, 11:26 am
Upon employment of an individual as an IAR, the investment adviser must obtain a properly executed Form U-4, evidence that the IAR meets the qualification requirements of CCR §260.236, and have the responsibility and duty to ascertain by reasonable investigation the good character, business reputation, qualifications, and experience of an individual upon employment or engag [read post]
3 Nov 2009, 5:14 pm
Independent funds -- often pension funds sponsored by employers -- are those that are simply advised by their investment advisors. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
29 Apr 2022, 4:00 am
Lawmakers introduced the bill after The Wall Street Journal reported more than 130 federal judges had failed to recuse themselves from cases involving companies in which they or their family members owned stock. [read post]
3 Sep 2012, 5:28 am
He moved to Detroit, led a great automobile company and became Governor of the Great State of Michigan. [read post]
23 Aug 2019, 3:00 am
Industry Flexes Political Muscle in States to Criminalize Aggressive Pipeline Protests Insurance Journal – Jennifer Dlouhy (Bloomberg) | Published: 8/20/2019 After protesters disrupted construction of an oil pipeline in North Dakota by chaining themselves to construction equipment and pitching tents along the route, oil and chemical companies found a way to keep it from happening again – they made it a crime. [read post]
13 Jul 2022, 1:55 am
Since unemployment insurance (UI) tax systems are similar in every state, a small change in one state’s policies can change its UI tax component ranking dramatically. [read post]
2 Jul 2018, 6:55 am
When President Donald Trump was searching for a nominee in 2017 to fill the vacancy created by the 2016 death of Antonin Scalia, he reportedly narrowed the field to two candidates: then-Judge Neil Gorsuch, of the U.S. [read post]
5 May 2017, 6:55 am
Our friends at Cuba CounterPoints have published a great May 2017 issue XVII. [read post]
17 Nov 2023, 4:54 am
Russia levied a fine against Google, likely trying to force the company to cease operations in the country entirely as the Kremlin asserts online control. [read post]
14 Feb 2020, 3:00 am
At least three-quarters of the attacks were directed at kids who are Hispanic, black, or Muslim. [read post]
24 Jun 2019, 1:21 pm
I think about 10 years ago, they moved from a non‑for‑profit company to a for‑profit company, but they didn’t send out a big press release around that. [read post]
28 Sep 2009, 6:32 am
Yes, financial services form a vital industry and source of high-skilled employment. [read post]
