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29 Aug 2012, 2:00 am
Regions Financial Corp. to dismiss a securities fraud suit against Deutsche Bank. [read post]
14 Aug 2012, 2:00 am
National Australia Bank, 130 S. [read post]
10 Dec 2009, 1:05 pm
One highlight from the report is that the four largest investment firms, Goldman Sachs, Merrill Lynch, Morgan Stanley, and JP Morgan Chase Investment Bank earned $22.5 million in the first nine months of 2009 compared to a loss of $40.3 billion during the same period last year. [read post]
22 Mar 2020, 1:13 am
We first show that bank quotes in the Libor survey are difficult to rationalize by observable cost measures, including a given bank's quotes in other currency panels. [read post]
21 Jul 2012, 4:33 pm
According to Judge James Peck, this is the first time a court has had to determine whether soft dollar claims qualify as customer claims under SIPA. [read post]
16 Mar 2011, 12:15 am
To further create a false sense of security with respect to potential investments, the fraudster creates a "management and oversight agency" which will collect investor monies and monitor their investments. [read post]
6 Feb 2011, 6:03 pm
For example, if an employee of a bank were to place a customer’s financial records which include their name and social security number into a garbage can without first shredding the documents, that employee could be charged with Facilitating Identity Theft for making it easier for someone else to steal the bank customer’s identity. [read post]
16 Jan 2008, 5:15 am
As the Fifth Circuit described: Plaintiffs allege that defendants Credit Suisse First Boston ("Credit Suisse"), Merrill Lynch & Company, Inc. [read post]
14 Oct 2014, 4:18 am
Spinosa was fired by TD Bank in October 2009 when the Rothstein scam first came to the attention of the public. [read post]
22 Nov 2023, 1:24 pm
Securities and Exchange Commission and the Commodity Futures Trading Commission have increased enforcement actions against cryptocurrency and other digital asset companies. [read post]
2 Apr 2024, 10:56 am
(Photo Credit: Pooja Shah, Just Security) For each of these projects, Justice Engoron found that Deutsche Bank granted Trump artificially low interest rates based on Trump’s deceptions about his net worth. [read post]
9 Jul 2013, 6:22 am
Section 78(2) The first question relates to the proper interpretation and effect of sub-section 78(2) of the Act. [read post]
20 Jun 2019, 3:13 am
But did you know that one of the first suggestions he received was for the US Post Office to regulate the securities law? [read post]
23 Mar 2017, 11:20 am
Bank National Association v. [read post]
14 Feb 2018, 10:00 am
Your bank would not be able to process your refund. [read post]
27 Dec 2017, 12:32 pm
The bank may face more than 50 clients over charges against Fackrell. [read post]
8 Aug 2024, 10:07 am
The post Israel human rights NGO reports ‘systematic’ abuse, torture of Palestinians in prisons appeared first on JURIST - News. [read post]
4 Jul 2012, 12:41 pm
The court found that the bank CD purchasers were not customers of the broker-dealer within the meaning of the Securities Investor Protection Act (SIPA). [read post]
1 Dec 2015, 6:08 am
NYDFS first outlines twelve focus areas in which it would require covered entities to implement and maintain policies and procedures: information security; data governance and classification; access controls and identity management; business continuity and disaster recovery planning and resources; capacity and performance planning; systems operations and availability concerns; systems and network security; systems and application development and quality assurance; physical… [read post]
15 Aug 2019, 11:24 pm
(TERI) took fees for providing guaranties for private student loans originated by The First Marblehead Corporation (not First Marblehead Bank) under a "rent-a-charter" scheme involving numerous national banks. [read post]
