Search for: "Securities Investor Protection Corporation"
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7 Mar 2021, 12:05 pm
The plaintiffs in the securities lawsuit alleged that Dole and Murdoch misled investors in connection with the Dole take-private transaction, in violation of the federal securities laws. [read post]
17 Sep 2023, 11:15 am
Securities and Exchange Commission to finalize its regulation of Scope 3 emissions. [read post]
8 Oct 2009, 8:45 am
The UK court "security of costs" feature involving an SME v a more wealthy opponent also breaches TRIPS as it prevents justice in ALL cases [Hold on, does it not provide a measure of protection to any SME being sued for patent infringement by a foreign company? [read post]
14 Mar 2022, 7:47 am
Numerous agencies have been tasked with developing policies and regulatory frameworks to protect consumers, investors, and businesses in the crypto sphere, with additional reporting to come as soon as within 90 days. [read post]
19 Sep 2014, 10:39 am
The SEC appears to be caught between two complaining factions here – one which thinks the proposed rules are too restrictive and won’t work, and one which thinks the proposed rules are too permissive and do not provide sufficient investor protection. [read post]
17 Mar 2022, 6:36 am
“Due to security and data protection policies, however, it is extremely costly and time consuming for large legal organizations to vet and secure permission to use new SaaS solutions. [read post]
8 Dec 2021, 7:27 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
8 Dec 2021, 11:27 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
16 Dec 2010, 5:19 pm
The ICI believes, however, that the SEC rule in its present form is unsuited to the unique corporate governance structure of fund companies and boards and could increase costs for investors if implemented.The brief argues that the SEC failed to consider the very different context presented by funds. [read post]
10 Oct 2011, 7:48 pm
Sledin to protect her interests, and that Mr. [read post]
8 Oct 2020, 5:11 am
Placing the bonds in this manner, without investor knowledge or permission, also violated several of Hughes’s clients’ investor agreements. [read post]
17 Jan 2020, 8:19 am
Parties to any transaction covered by CFIUS jurisdiction may file a voluntary notice in an effort to receive a safe harbor letter that would protect their investments (subject to limited exceptions) from CFIUS challenges in the future. [read post]
17 Jan 2020, 8:19 am
Parties to any transaction covered by CFIUS jurisdiction may file a voluntary notice in an effort to receive a safe harbor letter that would protect their investments (subject to limited exceptions) from CFIUS challenges in the future. [read post]
21 Sep 2020, 11:49 am
The committee will hear testimony from Christine Wormuth, the director of the Rand Corporation's International Security and Defense Policy Center; Ret. [read post]
1 Dec 2021, 11:53 am
The list was created in the late 1990s to address weapons proliferation, but it has since evolved into a general tool to protect U.S. security and economic interests. [read post]
21 Mar 2018, 10:30 am
In a work report released on March 11, the government declared that it would craft a foreign investment law to “promote and protect” foreign investments by “creat[ing] a transparent, stable and predictable business environment for foreign investors and protect their rights and interests, ensuring that they enjoy national treatment and a fair market. [read post]
17 Jul 2014, 8:51 am
There are now more than 400 startups and almost 1,000 investors. [read post]
3 Oct 2018, 3:00 am
” Here’s an excerpt: We have a deep and well-developed body of corporate law. [read post]
24 Nov 2022, 9:03 pm
The NTIA also argued that the FTC should place the burden on companies to protect consumer privacy, including by mandating safer corporate data collection procedures. [read post]
7 Jan 2019, 2:35 pm
Securities Class Action Lawsuit Filings Remain at Near-Record Levels The number of securities class action lawsuit filings remained close to record levels in 2018. [read post]
