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22 May 2019, 3:56 am by Kevin LaCroix
Securities and Exchange Commission (SEC). [read post]
21 May 2019, 2:07 pm by Patricia Hughes
In Christian Medical and Dental Society of Canada v. [read post]
20 May 2019, 5:49 am
 Natasha Tusikov (Assistant Professor, Criminology Program, Department of Social Science, York University) presented on You don’t own your tractor: redefining ownership in the Internet of things. [read post]
20 May 2019, 2:38 am by Simon Lovegrove (UK)
On 16 May 2019, ESMA published a speech from Verena Ross, ESMA Executive Director, on transitions and challenges for European securities markets and their regulators. [read post]
18 May 2019, 8:33 am by Evelyn Douek
The first is a French government-commissioned report exploring a “general framework for the regulation of social networks. [read post]
16 May 2019, 7:03 am by John Jascob
While the standards are still the same, the SEC is trying to be transparent on what actions will be useful to the staff.   Berger also stressed that the SEC will tailor remedies to meet the Commission’s goals, citing specifically the Elon Musk/Tesla and Elizabeth Holmes/Theranos cases. In the Tesla case, one of the targeted remedies involved controls over Musk’s use of social media to communicate company matters (although Berger noted that the SEC… [read post]
16 May 2019, 4:06 am by Andrew Lavoott Bluestone
Whether it’s social policy, whether it’s an attempt to prevent every case from turning into a legal malpractice coda, the rule is simple:  absent fraud, collusion, malice or other special circumstances you just cannot successfully sue the other guy’s attorney. [read post]
14 May 2019, 3:00 pm by Doug Cornelius
The Securities and Exchange Commission brought cases against two robo-advisers. [read post]
On 13 May 2019, the European Securities and Markets Authority (ESMA) published the keynote speech that Evert van Walsum (Head of Investors and Issuers Department, ESMA) gave at the Swedish Fund Association’s Annual Conference. [read post]
13 May 2019, 10:01 pm by Joe
   Form 1099 will include the taxpayer’s social security number or tax identification number, depending on the situation. [read post]
13 May 2019, 6:51 pm by Kelly Phillips Erb
Workers who believe they have been improperly classified as an independent contractor can use form 8919, Uncollected Social Security and Medicare Tax on Wages (downloads as a PDF) to figure and report the share of Social Security and Medicare taxes due. [read post]
10 May 2019, 6:17 am
Securities and Exchange Commission, on Friday, May 3, 2019 Tags: Accountability, Acquisition premiums, Disclosure, Financial reporting, Long-Term value, Mergers & acquisitions, Private benefits of control, SEC, Securities regulation, Shareholder value, Transparency L&G Active Ownership Report Posted by Sacha Sadan, Legal & General Investment Management Ltd., on Saturday, May 4, 2019 … [read post]
10 May 2019, 5:00 am by Jacquelyn G. Schneider
Accordingly, the strategy sought to uphold the universal good of an open and interoperable, secure and reliable cyberspace primarily through norms, diplomacy, active law enforcement, and dissuasion and deterrence. [read post]
9 May 2019, 9:05 pm by Bobby Chen
” The Federal Trade Commission asked Congress “to enact privacy and data security legislation” which would grant the Commission greater authority to regulate tech companies. [read post]
9 May 2019, 2:05 pm by Scott H. Kimpel and Chelsea Lomprey
Because retailers and consumer products companies routinely receive shareholder proposals on environmental and sustainability issues, similar arguments for exclusion may be persuasive to the staff of the Securities and Exchange Commission (SEC) in the future. [read post]
8 May 2019, 6:46 pm by John Kostyack
It’s Time for Facebook to be Sanctioned for Misleading Shareholders and the Public About Terror and Hate Speech on its Website  The Securities and Exchange Commission (SEC) now has all the information it needs to sanction Facebook for its dishonesty about terror and hate content on its website, thanks to a petition filed by a whistleblower working with the National Whistleblower Center (NWC). [read post]
” To that end, the list below identifies action items that can be taken now to mitigate the risk of future misclassification claims: Identify all 1099 recipients that are paid to individual social security numbers for the last four years to identify the risk associated with potentially misclassified employees. [read post]
On 3 May 2019, the European Securities and Markets Authority (ESMA) published its technical advice to the European Commission (Commission) on sustainable finance initiatives to support the European Commission’s Sustainability Action Plan in the areas of investment services and investment funds. [read post]
6 May 2019, 2:58 pm
In fact, the European Commission praised Facebook for editing its terms and conditions on the very day the decision of the Paris Tribunal came out (here). [read post]