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9 Jul 2017, 11:00 pm
The Wisconsin Supreme Court issued its decision in Krueger v. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) ... [read post]
26 Apr 2019, 1:47 am
Federal Court Remands SEC's Willfulness Findings in Robare Form ADV Case (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4567/sec-robare-scienter/Unless you do Wall Street regulatory law for a living, you may not appreciate the dramatic -- frankly, historic -- nature of a just-published Opinion by the United States Court of Appeals for the District of Columbia Circuit in Robare Group, Ltd. v. [read post]
17 Nov 2017, 1:20 pm
Also, Mitchell Keiter (Keiter Appellate Law) argues that SCOTUS should reverse the 9th Circuit in 'NIFLA v. [read post]
25 May 2013, 7:47 pm by Howard Friedman
Lemon, first-named plaintiff in the famous 1971 Supreme Court case of Lemon v. [read post]
24 Aug 2017, 1:52 pm
The First District has the following pro tems helping out until October:Judge Jeffrey Horner, of the Superior Court of the State of California, Alameda County, will be sitting pro tem judge in Division Three until October 23, 2017.Judge John William Kennedy, of the Superior Court of California, County of Contra Costa, will be sitting Pro Tem in Division Four until October 13, 2017.Also of note: Lawyer Groups Urge Congress To Not Split 9th Circ.And yes, it's over 120 pages, but… [read post]
9 Jul 2017, 11:00 pm
The Wisconsin Supreme Court issued its decision in Krueger v. [read post]
21 May 2022, 10:04 am
Kohn Announces 2022 Run for Small Firm Governor on FINRA Board of Governors2Cir Says Failure to Disclose SEC Investigation Is Material MisrepresentationJoseph Noto, Garden State Tire Corp., Stephens Johnson, Individually and on Behalf of All Others Similarly Situated, Plaintiffs/Appellants, v. 22nd Century Group, Inc., Henry Sicignano, III, John T. [read post]
4 Feb 2018, 9:55 pm by Patent Docs
Early Reports and New Ideas after Lexmark" (Intellectual Property Owners Association) - 2:00 to 3:00 pm (ET) February 8, 2018 - "There Will Be Blood (and Beer): A Brief Panel Discussion on Oil States Services LLC v. [read post]
25 May 2017, 7:32 am by Docket Navigator
"In light of the recent United State Supreme Court case, TC Heartland LLC.v Kraft Foods Group Brands LLC (May 22, 2017), the parties are directed to brief whether venue is proper in this district. . . . [read post]