Search for: "Securities Investor Protection Corporation"
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19 Feb 2019, 3:04 pm
Anything that reduces claims frequency associated with routine corporate transactions such as M&A activity is all to the good as well, particularly where the case that the litigation serves to protect the interests of committed shareholders is less than compelling. [read post]
4 May 2015, 8:51 am
Trustee Giddens’s petition to the Court was supported by the Securities Investor Protection Corp., a federally chartered corporation that seeks to protect investors when a brokerage firm or investment banker becomes insolvent — as Lehman Brothers did, in the largest bankruptcy case ever filed. [read post]
9 Sep 2008, 2:20 am
Last month, investors who purchased Fannie Mae shares in the company's May 9, 2008 secondary offering filed a lawsuit in New York state court seeking damages under Section 12(a)(2) of the Securities Act of 1933. [read post]
5 Jul 2023, 5:21 pm
Prospective employees and potential investors should also sign NDAs. [read post]
3 Feb 2019, 11:57 am
If your breach is “material,” or significant, then you might only have four days to file a Form 8K under the Securities Exchange Act of 1934 to report such a breach to investors. [read post]
4 Dec 2013, 9:07 am
FATCA will require certain financial institutions to identify and disclose direct and indirect U.S. investors and withhold U.S. income tax on nonresident aliens and foreign corporations, or be subject to a 30% U.S. withholding tax on payments they receive from U.S. sources (the “FATCA Tax”). [read post]
24 Oct 2011, 12:10 pm
Finally, rules on corporate governance and managers' responsibility are introduced for all investment firms. [read post]
25 Jul 2018, 3:00 am
By reducing the compliance burdens associated with existing financial statement requirements for these entities, the SEC hopes to encourage issuers to register debt offerings, & thus provide investors with greater protections than they receive in unregistered offerings. [read post]
4 Jun 2017, 7:51 pm
Until these conceptual issues are considered the regulation of economic activates—SOEs, supply chains, multinational corporations, will remain elusive. [read post]
2 Sep 2018, 7:00 am
The U.S. public expects their government to ensure their safety and security. [read post]
2 Sep 2018, 7:00 am
The U.S. public expects their government to ensure their safety and security. [read post]
28 Oct 2011, 1:48 am
These circumstances could force many companies to seek protection under the bankruptcy laws. [read post]
2 Jan 2018, 5:08 pm
However, if the federal courts decline to follow the Delaware courts’ lead, federal court merger objection litigation could remain an important corporate and securities litigation phenomenon, representing a significant litigation exposure for companies and for their D&O insurers. [read post]
3 May 2016, 5:08 pm
The named plaintiffs allege that OPM failed to implement and maintain adequate cyber-security measures to protect the class members’ PII and PPI.[7] Regulatory Actions The Federal Trade Commission (“FTC”) has been the most active federal regulator policing corporate cyber-security practices. [read post]
17 Nov 2016, 1:25 pm
What can governments, civil society, investors and progressive companies do to counteract this trend? [read post]
19 May 2010, 4:51 pm
McDevitt, I suggested that they grow some hair on their chests and "stop acting like whining cry babies to investors, securities regulators, and now, the federal courts. [read post]
28 Dec 2011, 10:47 am
HL Chronicle of Data Protection, providing privacy & information security news & trends. [read post]
6 Apr 2008, 12:23 pm
A CR endures for the life of the author plus an extra 70 years (or a flat 120 years for corporate authors). [read post]
3 Dec 2011, 1:52 pm
The validity of this argument vis-à-vis corporate insiders is sharply contested. [read post]
28 Jan 2010, 11:51 pm
Investors' Suit Against Moody's, S&P Dismissed New York Law Journal Moody's and Standard & Poor's are not liable for nearly $100 billion in losses allegedly incurred by a group of investors in mortgage-backed securities issued by Lehman Brothers, a federal judge has ruled, granting the rating agencies' motion to dismiss the investors' suit. [read post]
