Search for: "Securities Investor Protection Corporation"
Results 3601 - 3620
of 4,476
Sort by Relevance
|
Sort by Date
15 Feb 2011, 12:53 pm
However, servicers must identify those instances where both the borrower and the investor would be better off modifying the loan than foreclosing on it. [read post]
11 Feb 2011, 10:29 am
Some 70 years of federal securities regulations have governed corporate communications and withstood legal challenges, the brief asserts, and subjecting these laws to strict First Amendment scrutiny would eviscerate the government’s ability to enact and enforce regulations that promote market integrity, capital formation, and investor protection. [read post]
11 Feb 2011, 8:00 am
Subjecting these laws to strict First Amendment scrutiny would eviscerate the government’s ability to enact and enforce regulations that promote market integrity, capital formation, and investor protection. [read post]
10 Feb 2011, 1:11 pm
The Ministry has been granting such permission in certain cases on the basis of certain conditions which are intended to protect the interests of investors. [read post]
10 Feb 2011, 12:01 pm
Brower Piven's experience ranges from representing institutional and large private investors to small individual investors and retail consumers, in complex commercial litigation and on corporate governance matters. [read post]
8 Feb 2011, 7:46 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act picked up where SOX had left off not that many years ago. [read post]
7 Feb 2011, 10:59 am
On January 25, 2011, the SEC proposed new amendments to conform the definition of “accredited investor” under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D to requirements imposed by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
5 Feb 2011, 1:51 pm
But I am increasingly doubtful that the finance system, as currently constituted, can cooperate with authorities to protect itself from shadowy forces. [read post]
5 Feb 2011, 10:22 am
The dispersed nature of stockownership, moreover, makes bilateral negotiation of specialized safeguards especially difficult: Arrangements among a corporation, the underwriters of its debt, trustees under its indentures and sometimes ultimate investors are typically thoroughly negotiated and massively documented. [read post]
4 Feb 2011, 8:57 am
Madoff Investment Securities LLC (“BLMIS”) under the Securities Investor Protection Act, 15 U.S.C. [read post]
3 Feb 2011, 3:21 pm
While acknowledging the different views in Congress concerning the implementation of Dodd-Frank, the former officials said that protecting investor from fraud, restoring market integrity, and encouraging capital formation are priorities that are too important to sacrifice. [read post]
3 Feb 2011, 6:53 am
Securities & Exchange Commission, according to a report in the Wall Street Journal. [read post]
1 Feb 2011, 9:12 am
The following suggestions address some of the actions Delaware corporations should consider: TREATMENT OF BROKER NON-VOTES AND ABSTENTIONS On July 1, 2009, the Securities and Exchange Commission (the “SEC”) approved an amendment to New York Stock Exchange Rule 452 that eliminated discretionary voting by brokers in uncontested director elections, effective January 1, 2010. [read post]
1 Feb 2011, 6:55 am
” There’s a bit more detail on page 24, which states: “The Company pays the cost of security services and equipment for the president and chief executive officer in an amount that the Board believes is reasonable in light of his security needs and, in the interest of security, requires the chief executive officer to use corporate aircraft for personal travel. [read post]
31 Jan 2011, 1:08 pm
The Securities Law strengthened investor protection, especially for minority investors, established a securities investor protection fund, and defined the system of civil responsibility to compensate for damages to investors.The Code of Corporate Governance was drawn up in line with the basic principles established by the Company Law and Securities Law. [read post]
31 Jan 2011, 7:03 am
” “We may need to expend significant resources to protect against security breaches or to address problems caused by breaches. [read post]
27 Jan 2011, 1:41 pm
Hong Kong courts have issued rulings backing the Securities and Futures Commission actions against company directors and thereby enhancing the corporate governance of listed companies. [read post]
26 Jan 2011, 12:54 am
For investors in public companies, that trend underscores a need to increase vigilance over the terms of these transactions to ensure that shareholders’ interests are being protected. [read post]
25 Jan 2011, 6:51 pm
Finally, it provides whistle-blowers with unprecedented levels of enhanced protection against possible employer retaliation, including expanded private rights of action under federal law, as well as entitlement to reinstatement, double back pay and litigation costs.6 Dodd-Frank also created the Securities and Exchange Commission Investor Protection Fund, from which all bounty payments will be made. [read post]
25 Jan 2011, 1:25 pm
clean energy policies and threats to rollback existing regulations increase investor uncertainty and reduce domestic demand for these technologies. [read post]
