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12 Nov 2021, 12:29 pm
The SEC’s complaint, filed in federal district court in Manhattan, alleges that in the course of providing consulting services, Dikshit learned highly confidential information concerning The Goldman Sachs Group Inc. [read post]
20 Apr 2023, 12:11 pm
Sponsored by DVAP and Prudential Financial Group/Goldman Sachs/Foley Lardner/Blue Cross Blue Shield—Friday, May 5 at 1:30 p.m. [read post]
17 Jan 2007, 12:03 pm
The proximity to S&C client Goldman Sachs, home to countless cute banker boys with seven-figure incomes? [read post]
20 May 2010, 9:59 pm
Moreover, the press may have unevenly or half-heartedly covered it simply because we have all been consumed with so much happening at once: the residuals of health policy wars, the Goldman Sachs hearings, mid-recession finger pointing, the BP spill off our southern shores. [read post]
28 Nov 2011, 7:36 pm
The woman who, during a major hearing with the cameras on her, asked the heads of Goldman Sachs and State Street bizarre questions about how they set the limits on their consumer credit cards*. [read post]
9 Jun 2009, 6:44 pm
Those banks are: American Express, Bank of New York Mellon, BB&T, Capital One, Goldman Sachs, JP Morgan, Morgan Stanley, Northern Trust, State Street and U.S. [read post]
5 Oct 2011, 11:34 am
Of course, it isn't the first time this ex-Goldman Sachs/Citigroup employee used her TV perch to serve as a mouthpiece and apologist for Wall St. abuses, but at least people are noticing. [read post]
8 Aug 2008, 7:22 pm
Among the other firms being investigated for inappropriate sales of auction-rate securities are the following: Morgan Stanley, Goldman Sachs, Bank of America, JP Morgan Chase, RBC, Wachovia/A.G. [read post]
25 May 2023, 2:08 pm
Sponsored by DVAP and Goldman Sachs/Frost Brown Todd—Friday, June 2 at 1:30 p.m. [read post]
11 Dec 2008, 11:28 pm
., the same year Kurtz left Skadden, and James "Jamie" Sprayregen left Kirkland & Ellis in 2006 for a position at Goldman Sachs. [read post]
24 Sep 2007, 5:57 am
Harman International's Form 8-K - According to this article, late Friday, Goldman Sachs and Kohlberg Kravis Roberts scuttled their pending $8 billion buyout of Harman International after discovering details about Harman that raised concerns about its business. [read post]
4 Apr 2009, 10:10 am
Amongst the financial institutions that are thus not subject to the PCA are JP Morgan Chase, Citigroup, Bank of America, Wells Fargo HSBC, Goldman Sachs, Morgan Stanley. . . . [read post]
26 Sep 2008, 10:12 pm
It was a terrific panel: Nobel winner Robert Merton, Dean of the Harvard Business School Jay Light, Robert Kaplan--Harvard Business School and long-time Goldman Sachs partner, and me. [read post]
21 Nov 2008, 4:02 pm
Yesterday’s filing also had some interesting tidbits on fees paid to different financial services companies including the $228 million that National City paid to Goldman Sachs (GS) over the past two years. [read post]
25 Jul 2008, 3:17 am
., Goldman Sachs Group, Inc., and Merrill Lynch and Co. [read post]
25 Apr 2019, 12:02 pm
According to FINRA Disciplinary actions for April 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Austin, Phillip JP Morgan Securities Chase Investment Services Bishop, Tywan Charles Schwab & Co E Trade Securities Delaney, Glen… [read post]
15 May 2009, 6:31 am
Here’s the latest story: [A new report says] the former head of the federal pension insurer [PBGC] . . . improperly contacted some of the firms potentially bidding on [government] contracts and later sought and received job-hunting help from an unnamed executive of Goldman Sachs after the company had been awarded a contract to manage up to $700 million. [read post]
13 May 2010, 8:16 am
Here's is the lead, front page article in the New York Times today, about a new investigation started by New York attorney general Andrew Cuomo againt Goldman Sachs, Morgan Stanley, UBS, Citigroup, Credit Suisse, Deutsche Bank, Crédit Agricole and Merrill Lynch, which is owned by Bank of America, "to determine whether they provided misleading information to rating agencies in order to inflate the grades of certain mortgage securities. [read post]
21 Apr 2011, 10:10 pm
(Exam question: deconstruct the 3-7% attachment-point tranche of Goldman Sachs Pile of Dung CDO 2006-1 into a set of options. [read post]
15 Jul 2009, 5:32 am
Fortune's William Cohan has penned an interesting piece on a hot topic in trade secrets circles right now: what are these code-based trade secrets that these people are alleged to be stealing from big outfits like Goldman Sachs and UBS? [read post]
