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28 Jan 2020, 9:58 pm
Accordingly, Coix filed the Coix Health, LLC v. [read post]
29 Nov 2021, 8:43 am
We probably should be changing financial advisers as we age because our needs change. [read post]
12 Mar 2020, 6:01 pm
She provided Smith's date of birth to the receptionist who answered her call, and gave his social security number to David Wright, Esquire ("Wright"), the Moss attorney with whom she spoke. [read post]
9 Jan 2017, 6:49 am
”); Purchase Partners LLC v. [read post]
22 Oct 2009, 1:42 am
Madoff Investment Securities LLC. [read post]
16 Jul 2023, 9:01 pm
By contrast, while the Court’s business docket was quite active this Term, it included a remarkable run of unanimous or near-unanimous rulings touching on a wide array of topics important to the business community, including on the scope of jurisdiction to hear constitutional challenges to administrative proceedings, the scope of liability under the Securities Act of 1933, and the validity of property claims under the Takings Clause. [read post]
4 Mar 2024, 5:56 pm
As always, “[o]uranalysis begins and ends with the text,” Octane Fitness, LLC v. [read post]
22 Jan 2021, 2:25 am
Cyprus – On 22 December, the Cyprus Securities and Exchange Commission announced the introduction of a Temporary Permissions Regime to be made immediately available to UK-authorised investment firms to facilitate smooth post-Brexit transition. [read post]
7 Oct 2024, 9:33 pm
In this case, the Plaintiff (Bank A) with its base of operation in Germany was under the supervision of the German Federal Financial Supervisory Authority (BaFin). [read post]
22 Apr 2022, 4:00 am
Campaign Finance Watchdog Cracks Down on Untraceable Super PAC Donations MSN – Zach Montellaro (Politico) | Published: 4/15/2022 A statement from four of the six members of the FEC indicated the agency would now start cracking down on straw donations to super PACs that are funneled through limited liability companies (LLCs) by requiring disclose of who is behind the LLCs. [read post]
28 Aug 2017, 1:32 pm
In Newman, however, where the tippee was a market professional whose job involved speaking to company insiders, the Second Circuit imposed a more stringent test of what constitutes a personal benefit.[7] In that case, portfolio managers at two hedge funds were convicted after trial based on alleged tips from an investor relations employee to an analyst. [read post]
3 Mar 2018, 12:00 am
Medina, an estate planning and elder law attorney and Certified Financial Planner™. [read post]
11 Sep 2019, 9:18 am
Aurelius Investment, LLC Miller v. [read post]
1 Nov 2011, 7:44 am
Also good reading: this Wiki-leaks cable written August 13, 2009, days after Thailand issued its first ruling against extradition, suggesting the U.S. tell Thailand it will re-evaluate its financial commitment to Thailand's narcotics efforts if it doesn't buckle up, and then suggesting Obama or Holder intervene: We suggest that Washington strongly consider the following actions: -- In addition to the Department calling in the Thai Ambassador, we recommend that Attorney General… [read post]
3 Sep 2021, 4:00 am
Election officials and security experts say previously unknown technical vulnerabilities could be discovered by partisan malefactors and exploited in future elections. [read post]
22 Jan 2019, 11:31 am
He is interested in securities regulation, financial institutions regulation and sports law. [read post]
6 Mar 2023, 1:41 am
On the same day, judgment was handed down in Lonestar Communications Corporation LLC v Kaye & Ors [2023] EWHC 421 (Comm). [read post]
13 Sep 2009, 2:36 am
Madoff Investment Securities, LLC (BMIS) had any financial or other inappropriate connection with Bernard Madoff or the Madoff family that influenced the conduct of their examination or investigatory work. [read post]
Elements of Proof for Fraudulent Transfers in Florida: How to Determine if a Transfer Was Fraudulent
14 Mar 2017, 9:01 am
Hamilton Greens, LLC, 2016 U.S. [read post]
11 Feb 2008, 11:20 pm
Capital Markets With "more than half of all U.S. households," previously assessed at $57 million, participating in equity markets through "investments either directly in securities or indirectly in mutual funds" the need to maintain investor confidence is paramount. [1] Ways of maintaining investor confidence include enforcing strict compliance with established auditing, disclosure, and financial reporting requirements. [2] Furthermore,… [read post]
