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18 Jul 2021, 2:08 am
Unsurprisingly, YouTube argued that they “obviously go far above and beyond the safe harbour framework with our investments. [read post]
17 Jul 2021, 8:56 am
In doing so, the Biden Administration aims to complement domestic infrastructure investments in the American Jobs Plan and create new opportunities to demonstrate U.S. competitiveness abroad and create jobs at home. [read post]
16 Jul 2021, 8:42 am
I spent the majority of my career at Sonnenschein Nath & Rosenthal, which is now Denton, and I have had many sponsors and mentors who invested in me when I was an associate and moving to partnership. [read post]
16 Jul 2021, 7:08 am
FINRA Fines and Suspends Rep For Seeking COVID Loan (BrokeAndBroker.com Blog)South Carolina Investment Fund Manager Sentenced to 63 Months in Prison for $20 Million Securities Fraud Scheme (DOJ Release)Memphis Man Sentenced to Federal Prison for Fraud Scheme Targeting Nonprofits (DOJ Release)SEC Charges Connecticut Man for Fraud in Hotel Renovation Investment (SEC Release)FINRA Fines and Suspends Rep for PSTs in Away Retirement AccountsIn the Matter of Timothy Ray Plant,… [read post]
16 Jul 2021, 5:00 am
This settlement does not release or affect the liability of any other parties that may have caused damage to Delaware’s natural resources, including PFAS contamination.See also:NJ Files Lawsuits Against Two Waterfront Sites for Contamination 11-12-2020Better Chemistry Through Regulation 12-5-2019PFAS Contamination Legislation Advances 11-20-2019White House Contamination Highlights Asbestos Controversy 08-23-2019 Jon L. [read post]
16 Jul 2021, 4:38 am
The court enjoined Liu and the other defendants from violating Section 17(a) of the Securities Act and from offering investments in a "commercial enterprise" under the EB-5 program. [read post]
15 Jul 2021, 6:43 pm
Given the severity and extent of these abuses, including widespread, state-sponsored forced labor and intrusive surveillance taking place amid ongoing genocide and crimes against humanity in Xinjiang, businesses and individuals that do not exit supply chains, ventures, and/or investments connected to Xinjiang could run a high risk of violating U.S. law. [read post]
15 Jul 2021, 2:54 pm
The federal judiciary will now face the legal conundrum of assessing whether a new breed of investor that purchases stock through a wholesaler that profits from transaction gamification by selling order flow, may be considered similarly situated as a more sophisticated institutional investor that depends on investment managers with fiduciary duties to clients when making investment decisions in the same stock.[15] The Goldman opinion confirmed that if the allegedly… [read post]
15 Jul 2021, 12:19 pm
The plaintiff was invited to create an Ameriprise account by defendant Sachse, who worked as a broker and investment advisor at defendant Ameriprise. [read post]
15 Jul 2021, 12:19 pm
The plaintiff was invited to create an Ameriprise account by defendant Sachse, who worked as a broker and investment advisor at defendant Ameriprise. [read post]
15 Jul 2021, 12:19 pm
The plaintiff was invited to create an Ameriprise account by defendant Sachse, who worked as a broker and investment advisor at defendant Ameriprise. [read post]
15 Jul 2021, 9:55 am
States that have not already acted to enhance their tax competitiveness should consider how they, too, can use their strong fiscal condition to make meaningful tax reforms that will help their state compete for business investment and attract and retain new residents, especially as remote work has become more common. [read post]
15 Jul 2021, 3:03 am
Greg Lambert 0:20 And I’m Greg Lambert. [read post]
14 Jul 2021, 2:22 pm
As I have noted in connection with the prior related lawsuits, this latest lawsuit does illustrate that investing in U.S. [read post]
14 Jul 2021, 9:26 am
Achieving the “triple advantage” is the primary aim for firms that invest heavily into promoting sustainability. [read post]
14 Jul 2021, 2:53 am
In a media statement, also issued on June 22, 2021, the Regulator confirmed that the June 20, 2021 deadline for responsible parties to register their Information Officers (“IOs”) and Deputy Information Officers (“DIOs”) was postponed indefinitely. [read post]
13 Jul 2021, 2:11 pm
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
13 Jul 2021, 5:54 am
SEC Announces Partially Settled Charges After Investment Adviser Fails to Report Bad Investments. [read post]
12 Jul 2021, 9:01 am
Event Announcements (More details on the Events Calendar) Monday, July 12, 2021, at 11:00 a.m.: The Atlantic Council will host an event on the evolution of Ukranian civil society. [read post]
12 Jul 2021, 8:49 am
In every case, our goal is to resolve disputes as quickly and successfully as possible, helping business clients protect their investments and get back to business as usual. [read post]
