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28 Sep 2008, 5:10 am
Because of the lack of explicit statutory authority for the Commission to require these investment bank holding companies to report their capital, maintain liquidity, or submit to leverage requirements, the Commission in 2004 created a voluntary program, the Consolidated Supervised Entities program, in an effort to fill this regulatory gap. [read post]
12 Aug 2016, 6:06 am
Gerard Comizio, Paul Hastings LLP, on Tuesday, August 9, 2016 Tags: Bank Holding Company Act, Banks, Dodd-Frank Act, Fiduciary duties, Financial institutions, Financial regulation,Securities regulation Corporate Governance by the Numbers Posted by Ann Yerger, EY Center for Board Matters, on Tuesday, August 9, 2016 Tags: Audit committee, Board composition, Board leadership, Boards of Directors, Engagement, ESG, Executive Compensation, Proxy contests, Say on pay, Shareholder… [read post]
23 May 2007, 2:49 pm
Georgia (1977), anyway -- one could take to the bank is that the death penalty is an unconstitutional punishment for non-homicide crimes. [read post]
17 Sep 2009, 6:36 pm
Bair said yesterday that the best course for banks, and for the broader economy, remained a combination of raising new capital and shedding old problems. . . . [read post]
20 Jul 2013, 8:34 pm by James Hamilton
Capital Requirements Regulation, which among other things transposes Basel III into European law, is expected to be applied from 1 January 2014. [read post]
7 Aug 2014, 8:03 am by Allison Tussey
According to the indictment, Fattah Jr. received a loan from United Bank in 2011 for $50,000 intended for “working capital to support business operations. [read post]
4 Feb 2009, 8:52 am
“What started out as virtually unfettered access to capital has become a politically sensitive issue. [read post]
11 Dec 2020, 8:55 pm by Jochen Vester (UK)
The date of application for the proposed approach to the interest rate risk in the banking book (IRRBB) has been amended from  31 December 2020 to 31 December 2021. [read post]
26 Oct 2017, 5:00 am by John Jascob
As a definitional matter Gorfine observed that, “FinTech innovation today covers broad swaths of financial activity—ranging from efforts to disrupt components of retail banking and wealth management to aspects of capital markets, trading, and market infrastructure. [read post]
12 Nov 2009, 3:00 am
 LIke the administration, Dodd's plan would also impose tougher capital standards and leveraging restraints, establish a new consumer protection agency, and punish financial institutions for recklessness. [read post]
4 Dec 2010, 2:02 pm by jamison
  As Carpenter says, “it should come as no surprise that a black man robs a series of Ohio banks, right? [read post]
2 Jan 2017, 9:30 pm by Sophia Yan
The paper also stated that the OCC’s baseline supervisory expectation would require a well-supported business plan, governance structure, capital, liquidity, compliance risk management, a financial inclusion plan, and recovery and resolution planning as necessary prerequisites to a successful charter application. [read post]
The amendments relate to: (i) the standardised approach to operational risk; (ii) the disclosure standards for credit valuation adjustment risk; (iii) the description of the calculation of indicator scores for global systemically important banks (G-SIBs); (iv) terminology used in the countercyclical capital buffer. [read post]
5 Jul 2012, 5:32 am by Glenn Reynolds
This would be a significant step in the federal government’s transformation into a venture capital firm and investment bank involved in all corners of the economy. [read post]
4 Jul 2010, 2:25 pm by Frank Pasquale
Even after the bank bailout, the auto bailout, and health care reform, he sees the US as largely on the “right” side of the state-capitalism/free-market continuum. [read post]
12 Nov 2020, 7:57 am by Kevin Kaufman
As ATMs gained steam, the number of tellers needed for each bank branch fell. [read post]
10 Oct 2008, 3:48 am
" The general counsel for a trade association for community banks e-mailed me with even harsher words for the machinations in our nation's capital. [read post]