Search for: "E* Trade Securities LLC"
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11 Mar 2014, 3:39 pm
FMR LLC, --- S. [read post]
11 Mar 2014, 9:31 am
Editor’s Note: This recent post from our sister blog – Federal Securities Law Blog – highlights one of the important employment law cases that the U.S. [read post]
11 Mar 2014, 8:40 am
See Madison Vineyard Holdings, LLC vs. [read post]
10 Mar 2014, 10:55 am
Wells Fargo Advisors, LLC (f/k/a Wachovia Securities, LLC) Respondent is liable and shall pay to Claimant compensatory damages of $2,298,062.00 which includes prejudgment interest through May 17, 2013 at the legal rate provided by Florida law. [read post]
7 Mar 2014, 6:47 am
FMR LLC, resolving a dispute over the scope of the whistleblower provision of the Sarbanes-Oxley Act, 15 U.S.C. [read post]
6 Mar 2014, 11:11 am
If a stockbroker trades for the explicit purpose of generating commissions, that broker or his/her firm may be held liable for the losses incurred as a result of that trading. [read post]
6 Mar 2014, 8:22 am
Further, the majority could not accept that it was Congress’ intent to leave professionals vulnerable to discharge in retaliatory action for complying with federal securities law. [read post]
5 Mar 2014, 2:46 pm
Wyeth LLC, U.S. [read post]
5 Mar 2014, 1:30 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
5 Mar 2014, 8:12 am
FTC Privacy and Data Security JurisprudenceMarch 6, 2014 – 11:00 a.m.-12 p.m.Moderator: Omer Tene, Vice President, Research and Education, IAPPKelsey Finch, IAPP Westin FellowJessica Rich, Director, Bureau of Consumer Protection, Federal Trade CommissionChristopher Wolf, Director, Global Privacy and Information Management Practice, Hogan Lovells US LLP Starting in the mid-1990s, the FTC has actively pursued its authority to regulate “unfair and deceptive… [read post]
4 Mar 2014, 1:47 pm
The 7-2 majority opinion in Chadbourne & Parke, LLC v. [read post]
2 Mar 2014, 8:21 am
Coburn's letter offers no assurance that the information provided -- much of which may be viewed as proprietary and a trade secret -- will be treated in confidence. [read post]
2 Mar 2014, 8:21 am
Coburn's letter offers no assurance that the information provided -- much of which may be viewed as proprietary and a trade secret -- will be treated in confidence. [read post]
2 Mar 2014, 5:21 am
Coburn’s letter offers no assurance that the information provided — much of which may be viewed as proprietary and a trade secret — will be treated in confidence. [read post]
26 Feb 2014, 12:55 pm
appeared first on Lexero LLC. [read post]
26 Feb 2014, 12:55 pm
appeared first on Lexero LLC. [read post]
26 Feb 2014, 11:01 am
The Court’s opinion in Chadbourne & Parke, LLC v. [read post]
25 Feb 2014, 3:00 am
In Fabrizi v. 1095Ave/ of the Arms LLC, plaintiff was injured when a conduit pipe fell on his hand. [read post]
21 Feb 2014, 7:55 am
Gana LLP, a full-service nationally recognized securities litigation firm, is investigating Credit Suisse Securities (USA) LLC for underwriting and VLS Securities, LLC (VLS) for marketing the VelocityShares Daily 2x VIX Short Term Exchange Traded Notes (TVIX). [read post]
20 Feb 2014, 10:43 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
