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6 Jan 2023, 11:18 am
These funds are used to pay whistleblowers, run whistleblower offices, reimburse harmed investors, and fund government programs. [read post]
2 Jun 2024, 9:35 am
Stay informed of the week’s notable events and shared resources with this curated list of Nonprofit Resources of the Week. [read post]
5 Nov 2023, 9:57 am
Stay informed of the week’s notable events and shared resources with this curated list of Nonprofit Resources of the Week. [read post]
23 Jan 2007, 9:01 pm
Automobile accidents are classic examples of the types events covered by tort law. [read post]
28 Apr 2009, 4:58 pm
Now for the main event: Stock for Fees. [read post]
15 Jul 2024, 11:33 am
In addition to removing the broadcast moratorium, An Coimisiún also recommended in the Report that the publication of a proposed amendment should be no later than 16 weeks before the proposed polling day, that the Polling Day Order should give a minimum of 60 days notice of a referendum polling day, that the overall design of the ballot papers should be reviewed in advance of the next referendum, and that An Coimisiún should be funded from the Central Fund. [read post]
17 Oct 2016, 2:31 pm
By walking like MADD, you raise awareness and funds necessary to make a difference. [read post]
9 Jan 2018, 3:45 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
2 May 2018, 12:07 pm
The Rust-Oleum Championship is an event on the Web.com Tour, the pathway to the PGA TOUR. [read post]
1 Mar 2017, 6:06 am
We can also draft protective qualities in the event of a divorce where we can make sure that any inherited IRA, or any retirement funds, stay with your child and not the future ex-spouse. [read post]
9 Jul 2018, 10:53 am
The chain of events was initiated by the spoofed emails, and unfolded rapidly following their receipt. [read post]
12 Sep 2018, 8:32 am
In May 1995, a customer alleged that Malis placed the customer in unsuitable mutual funds and limited partnerships. [read post]
23 Sep 2011, 2:10 pm
What organizations are allowed to discriminate when hiring for government-funded jobs? [read post]
1 Mar 2017, 6:06 am
We can also draft protective qualities in the event of a divorce where we can make sure that any inherited IRA, or any retirement funds, stay with your child and not the future ex-spouse. [read post]
22 Jun 2018, 6:48 pm
Brokers must publicly disclose reportable events on their CRD customer complaints, IRS tax liens, judgments, investigations, and even criminal matters. [read post]
4 Oct 2015, 4:54 pm
In any event, the initiation of these litigation efforts on behalf of Tesco and VW raise interesting questions about the ability of aggrieved shareholders to seek redress under the laws of the U.K. and Germany, respectively. [read post]
1 Mar 2012, 8:23 am
The rules were adopted to fulfill the EU requirements contained in the Markets in Financial Instruments Directive and should therefore be interpreted, as far as possible, to give effect to the purposes of MiFID to provide a high level of protection for clients and safeguarding their rights to funds in the event of the insolvency of the firm to which their funds have been entrusted. [read post]
4 Jul 2009, 11:26 am
This makes it difficult for hedge fund managers to really know exactly what is required in each state unless they have representation from a specialized compliance group or hedge fund attorney. [read post]
11 Oct 2023, 11:01 am
See here for event details. [read post]
5 Oct 2023, 2:31 pm
See here for event details. [read post]
