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27 Mar 2022, 7:33 pm by Seth Davis
In Doe, the court held that the SEC had reasonably interpreted its rule concerning a whistleblower’s eligibility for an award under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
7 Sep 2015, 2:47 pm by Kevin LaCroix
Insured Exclusion Precludes D&O Policy’s Coverage for FDIC Failed Bank Lawsuit: In an important decision concerning D&O insurance coverage in connection with FDIC failed bank claims, the Tenth Circuit, applying Kansas law, held that a D&O policy’s insured vs. insured exclusion unambiguously precluded coverage for claims brought by the FDIC as receiver of a failed bank against the bank’s former directors and officers. [read post]
1 Sep 2009, 7:51 am
Federal banking regulators will have authority over banks that act as swap dealers and the CFTC and the SEC will have jurisdiction over non-bank swap dealers. [read post]
12 Sep 2011, 9:29 pm by Erik Gerding
Dodd-Frank is chock full o’ provisions that aim to do just this. [read post]
25 Nov 2018, 9:01 pm by Tamar Frankel
The second legal source that protects whistleblowers is the Dodd-Frank Act. [read post]
10 Apr 2019, 7:08 am by Kathleen Scott (US)
Under Dodd-Frank, the nonbank financial company may contest its designation as a SIFI in US District Court. [read post]
28 Oct 2016, 1:00 am
Krimminger, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, October 22, 2016 Tags: Banks, Deposit insurance, Exchange Act, FDIC, Financial institutions, Financial regulation, Financial technology,Innovation, OCC, Securities regulation, State law Are Friday Announcements Special? [read post]
7 Mar 2007, 8:23 pm
All are minority communities, where predators have closed the door to mainstream banking and prey on soldiers, young women and struggling families. [read post]
16 Mar 2017, 9:30 pm by Justin Daniel
The authors contend that the Volcker Rule, which greatly limits proprietary trading by banks, is the part of Dodd-Frank that “big Wall Street banks would most like to see scrapped. [read post]
29 May 2009, 10:02 pm
  Here’s a key bit: Take a typical trader at a bank, investment bank, hedge fund or whatever. [read post]
16 Feb 2017, 9:30 pm by Justin S. Daniel
Cruz stated that the CFPB has done “little to protect consumers” and that the new legislation will give “Congress the opportunity to free consumers and small businesses from the CFPB’s regulatory blockades,” but other commentators have speculated that eliminating the CFPB might be difficult, in part because of significant investments already made by banks to comply with Dodd-Frank. [read post]
3 Jun 2011, 8:08 am by Luke Green
The regulatory reality for swaps likely changed forever with the signing of the Dodd-Frank Act on July 21, 2010. [read post]
17 Jun 2020, 2:10 pm
“I think the drop in gross domestic product will be around 8% to 10%,” said Pavel Vidal, a former Cuban central bank economist who teaches at Colombia’s Universidad Javeriana Cali. [read post]
25 Mar 2021, 8:06 am by Kristian Soltes
According to news reports Friday, the DoJ is looking into longstanding merchant complaints that Visa is frustrating the debit-routing choice merchants were given under the Durbin Amendment to the Dodd-Frank Act. [read post]
7 May 2022, 7:02 pm
(Marc Frank, Cuba approves cryptocurrency services, requires central bank license).The Resolution of the Central Bank (Gazceta Official) follows (in the original Spanish) along with the report from Reuters . [read post]
22 May 2014, 4:00 am by Cordell Parvin
I see the world of banking law and banking itself under a very different lens than I did before, a much wider lens informed by a more global perspective and a much more solid grounding in the policy considerations and theory behind banking law. [read post]
14 Apr 2016, 9:30 pm by RegBlog
The Federal Reserve Board and the Federal Deposit Insurance Corporation jointly rejected five major banks’ proposed living wills, which are dismantlement plans required under the Dodd-Frank Act in the event of bankruptcy. [read post]