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20 Mar 2018, 8:39 am
The Securities and Exchange Commission (the “SEC”) announced on March 19, 2018 its largest whistleblower award: a $50 million bounty split between two whistleblowers and a $33 million award to a third whistleblower. [read post]
20 Mar 2018, 8:39 am
The Securities and Exchange Commission (the “SEC”) announced on March 19, 2018 its largest whistleblower award: a $50 million bounty split between two whistleblowers and a $33 million award to a third whistleblower. [read post]
14 Oct 2011, 12:00 am
The Treasury Department, Federal Reserve, Federal Deposit Insurance Corporation (FDIC), and Securities and Exchange Commission (SEC) released a proposal of the so-called “Volcker Rule” that would limit the investment activities banks can engage in, for example by banning proprietary investments using the bank’s own money. [read post]
23 Feb 2017, 8:21 am
According to a report in the Wall Street Journal, the acting Chairman of the Securities and Exchange Commission has centralized authority to issue formal orders of investigation – a critical authority that triggers the ability of SEC staff attorneys to issue subpoenas. [read post]
19 Mar 2019, 6:36 am
Securities and Exchange Commission. [read post]
28 Feb 2018, 10:00 am
The Commissioners and senior officials of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 23-24 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
16 Nov 2021, 11:29 am
Securities and Exchange Commission (SEC) followed several other anonymous whistleblower disclosures alleging that the tech giant was committing securities fraud. [read post]
9 Aug 2012, 9:53 pm
Based in Tyler, Texas, Mewbourne Energy Partners is, according to its Securities and Exchange Commission Form 10-Q filing, an oil and gas development company. [read post]
10 Sep 2007, 5:19 am
The Securities and Exchange Commission filed charges against 26 defendants for their alleged involvement in a $428 million securities fraud scheme targeting thousands of senior citizens and other investors in the United States. [read post]
1 Apr 2025, 6:10 am
The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted against Ralph M. [read post]
23 Jun 2022, 6:33 am
Securities and Exchange Commission. [read post]
16 Nov 2022, 6:45 am
Securities and Exchange Commission. [read post]
16 Nov 2022, 6:45 am
Securities and Exchange Commission. [read post]
23 Jun 2022, 6:33 am
Securities and Exchange Commission. [read post]
9 Dec 2022, 6:34 am
Securities and Exchange Commission. [read post]
9 Dec 2022, 6:34 am
Securities and Exchange Commission. [read post]
15 Sep 2021, 6:16 am
Securities and Exchange Commission. [read post]
6 Aug 2021, 2:09 pm
Securities and Exchange Commission 21-82Issue: Whether the Security and Exchange Commission’s assertion of independent authority to interpret and enforce the Bank Secrecy Act contravenes Congress’s decision to entrust enforcement of the Bank Secrecy Act’s comprehensive anti-money-laundering regime to the Treasury Department, a politically accountable executive agency. [read post]
18 Oct 2017, 11:38 am
On October 12, 2017, the United States Securities and Exchange Commission’s Investor Advisory Committee met to discuss Blockchain technology and its impact on the securities industry. [read post]
15 Nov 2024, 6:31 am
Securities and Exchange Commission. [read post]
