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11 Mar 2015, 4:53 pm
Bancorp; Wells Fargo & Company; and Zions Bancorporation. [read post]
3 Jul 2011, 5:53 am
Bank of America $2,135.30 19.9% Wells Fargo $1,811.97 16.9% JPMorgan Chase & Co $1,353.60 12.6% Citigroup Inc $677.81 6.3% GMAC/Ally Financial $349.08 3.2% US Bancorp $189.85 1.8% SunTrust Banks Inc $175.93 1.6% PHH Mortgage $155.97 1.4% OneWest Bank, CA (IndyMac) $155.00 1.4% PNC Financial Services $149.94 1.4% HSBC ? [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise Financial Services … [read post]
22 Oct 2012, 8:52 am
“How do we really know that Wells Fargo has a less risky profile than another big bank? [read post]
9 Feb 2012, 5:53 am
., Wells Fargo & Co., Citibank, and Ally Financial Inc. [read post]
12 Feb 2019, 1:49 pm
The four cases that made the Top 100 list during 2018 are Petrobras, which at $3 billion was the fifth largest settlement of all time; Wells Fargo, at $480 million, the 31st largest; Allergan, $250 million, the 68th largest; and Wilmington Trust Corp. [read post]
28 Jan 2017, 5:36 am
Wells Fargo Bank Texas, N.A. [read post]
11 Jan 2011, 6:45 pm
Eng, who we successfully defended in a Suffolk County Supreme Court foreclosure case brought by Wells Fargo. [read post]
9 Oct 2008, 9:17 am
In early October, after advising Wachovia in an agreement to sell part of itself to Citigroup, Cohen advised the Wachovia board that its duty to shareholders required it to accept a competing bid from Wells Fargo, even if doing so violated an exclusivity agreement with Citi. [read post]
15 Jan 2016, 11:08 am
However, banks like Citigroup, Barclays, and Wells Fargo made an estimated $1.1 billion in fees for selling these products to investors. [read post]
20 Jul 2015, 4:58 pm
.; Morgan Stanley; State Street Corporation; and Wells Fargo & Company…Like the proposal issued in December 2014, the final rule requires GSIBs to calculate their surcharges under two methods and use the higher of the two surcharges. [read post]
27 Oct 2015, 6:24 am
From December 2005, until August 2011, Potter was registered with Wells Fargo Advisors, LLC. [read post]
23 Dec 2008, 8:33 pm
Treasury Department which is only available to homeowners with mortgages owned or insured by Freddie Mac or Fannie Mae (which greatly resembles the HopeNow program), and lender-specific modification programs offered by such entities as IndyMac, Bank of America, Citibank, and Wells Fargo. [read post]
26 Feb 2021, 9:25 am
Prior to that he was with Wells Fargo Advisors for 12 years. [read post]
15 Feb 2021, 12:49 pm
” Earlier in his career, he was reportedly affiliated with Wells Fargo Clearing Services in St. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Bennett,… [read post]
20 Apr 2007, 1:23 pm
Those meetings include Wells Fargo and Merck on April 24; Wyeth, Lockheed Martin, Capital One, and Valero Energy on April 26; and Abbott Laboratories, AT&T, and Merrill Lynch on April 27. [read post]
6 Dec 2011, 6:39 am
Louis-based Bryan Cave counts Boeing, Monsanto, Wells Fargo and Barnes & Noble among its clients. [read post]
24 Jan 2011, 6:10 am
The decision was followed the next day by a similar decision by Wells Fargo's mortgage unit, which said it would dismiss an unspecified number of Maryland cases. [read post]
19 Jan 2016, 9:26 am
However, banks like Citigroup, Barclays, and Wells Fargo made an estimated $1.1 billion in fees for selling these products to investors. [read post]
