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10 Dec 2021, 4:59 am
Walker (The Ohio State University), on Friday, December 3, 2021 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC enforcement, Securities enforcement, Securities regulation Statement by Chair Gensler on Holding Foreign Companies Accountable Act Posted by Gary Gensler, U.S. [read post]
9 Dec 2021, 9:03 am by Matthew L.M. Fletcher
Supreme Court recognized tribes’ rights to operate casinos on their reservations in 1987, in California v. [read post]
8 Dec 2021, 11:27 am by CFM Admin
RIAs must provide a copy of the updated Form ADV Part 2A brochure and Part 2B brochure supplement (or a summary of changes with an offer to provide the complete brochure) to each “client” and, if applicable, Part 3 (Form CRS: Client Relationship Summary) to each “retail investor” with which the RIA has entered into an investment advisory contract. [read post]
8 Dec 2021, 7:27 am by CFM Admin
RIAs must provide a copy of the updated Form ADV Part 2A brochure and Part 2B brochure supplement (or a summary of changes with an offer to provide the complete brochure) to each “client” and, if applicable, Part 3 (Form CRS: Client Relationship Summary) to each “retail investor” with which the RIA has entered into an investment advisory contract. [read post]
7 Dec 2021, 6:38 am by Neil Wilkof
Against this background, this Kat came across a piece, "The Growing Problem Of U.S. [read post]
6 Dec 2021, 5:01 am by Devin DeBacker
He can review and recommend changes to cybersecurity-related budgets, but cannot force agencies to revise them. [read post]
6 Dec 2021, 2:00 am by mes286
Event Description On December 1, the U.S. [read post]