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3 Jun 2011, 8:24 pm
It was a world with rampant counterfeiting, no central bank, no deposit insurance, no federal banking regulatory structure, and no federal bailouts. [read post]
3 Jun 2011, 6:33 pm
The authors report: “Frank brushed off the questioner. [read post]
3 Jun 2011, 8:36 am
A bi-partisan group of 160 House members urged the SEC and the banking agencies to make the proposed Dodd-Frank risk retention regulations less proscriptive in a number of areas as a matter of legislative intent and economic recovery. [read post]
3 Jun 2011, 8:08 am
The regulatory reality for swaps likely changed forever with the signing of the Dodd-Frank Act on July 21, 2010. [read post]
2 Jun 2011, 2:10 pm
|In: Finance & Banking ]9. [read post]
2 Jun 2011, 7:42 am
New Whistleblower Rules On May 25, 2011, the SEC adopted final rules implementing the whistleblower program Congress prescribed in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
1 Jun 2011, 11:42 am
In a banking context, these could be the victims of a mortgage fraud, or a foreclosure crisis, if the magnitude is big enough. [read post]
1 Jun 2011, 10:11 am
The SEC has proposed draft rules to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
1 Jun 2011, 9:00 am
The Senators urged the SEC and the banking regulators to follow the legislative intent as they modify the proposed risk retention regulations. [read post]
31 May 2011, 7:56 pm
If your bank has been confused about this issue, Sarah's post should help clear up that confusion. [read post]
31 May 2011, 5:08 pm
The lawsuit follows the April 19 annual meeting of the bank holding company, in which about 62% of shareholders voted “no” in the advisory shareholder vote on the company’s 2010 executive compensation plan. [read post]
31 May 2011, 6:57 am
On December 16, 2010, the Federal Reserve Board (“Board”) released its proposed rule to implement the Durbin Amendment to the Dodd-Frank Wall Street Reform and Consumer Protection Act, which was enacted on July 21, 2010. [read post]
31 May 2011, 4:59 am
Engaging in the business of securities, insurance or banking. [read post]
30 May 2011, 1:30 pm
., Chris Dodd’s defeated proposal during Dodd-Frank, or Hank Paulson’s original proposed overhaul in 2008 – the kaleidoscope of U.S. banking regulators comes in for a proposed consolidation. [read post]
30 May 2011, 10:36 am
First, the indirect regulation of bank interactions with hedge funds and other shadow banking entities. [read post]
29 May 2011, 10:40 pm
She also said that by covering events that took place before Dodd-Frank was enacted, the proposal fulfills the intent of Congress to protect investors from bad actors. [read post]
29 May 2011, 5:05 pm
(See Dodd-Frank Section 608(a)). [read post]
29 May 2011, 11:43 am
With respect to hedge funds, leverage is generally obtained from large financial counterparties, including global banks and broker-dealers, that conduct substantial due diligence and engage in ongoing risk monitoring. [read post]
28 May 2011, 3:26 pm
Waters’ husband, Sidney Williams, was an investor in one of the banks that merged into OneUnited and owned stock holdings estimated at $350,000. [read post]
27 May 2011, 11:58 am
It reveals what some have suspected, that there was a rift in the Obama Administration on Dodd-Frank, and that some -- including the head of TARP -- weren't pleased with how quickly the banks and their government regulators returned to business as usual. [read post]