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14 Aug 2011, 3:12 am
The NIBA event will be September 12, 2011 and the agenda includes: Rules, Regulations, Revenue: Round III with Moderator Steve Pherson from Schuyler Roche Grow Your Business by Hiring the Right People by Pat Lunkes of Parkway Consulting Group Marketing Strategy Makeover by Candyce Edelen & Phil Donaldson of Propel Growth A Bubble in Commodities: What to Look for by Darin Newsom of Telvent DTN Anatomy of an Online Marketing Campaign: Generating Leads Online by Shane Stiles of Gate 39 Media The… [read post]
8 Dec 2008, 8:21 pm
., General Motors Corporation, and Merrill Lynch & Co.). [read post]
10 Feb 2011, 11:56 am
(BAC) over its Merrill Lynch acquisition. [read post]
24 Sep 2015, 6:36 am
., and Merrill Lynch. [read post]
10 Apr 2007, 1:21 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAlternative Dispute Resolution$12.5 Million Arbitration Award to Brokers For Defamation Claim Stands Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
18 Apr 2008, 3:52 pm
In her December 2006 opinion (via New York Law Journal), SDNY Judge Denise Cote dismissed the claims against former parent Zurich Financial Services and its underwriters UBS AG and Merrill Lynch International and certain claims against Converium Holding AG and three Converium officers, but not all. [read post]
17 Sep 2008, 3:58 pm
The other reason is probably just the failure of Lehman Brothers, the save of Merrill Lynch, and the government bail out of Bear Stearns. [read post]
26 Feb 2012, 1:17 pm
. **** April 18, 2012 4:30 – 6:00 Joint NIBA/CTAEXPO Cocktail Party, Sponsored by Telvent DTN April 19, 2012 8:30 – 9:30 Continental Breakfast Sponsored by DMAXX 9:15 – 9:30 Welcoming Remarks Bucky Isaacson and Frank Pusateri 9:30 – 10:00 An Insider’s View of Marketing Elaine Llyod | Axion Services Group Sponsored by BNY Mellon 10:00 – 10:30 How Family Offices Select Managers Audie Apple | Bessemer Trust Sponsored by Horizon Cash Management 10:30 – 11:00… [read post]
19 Nov 2009, 7:39 pm
Daniel Wise of the New York Law Journal has an interesting article out today on a recent New York state court decision involving a complex dispute over assets of former Philippines dictator, Ferdinand Marcos, being held by Merrill Lynch in New York. [read post]
17 May 2012, 6:57 am
One of the more interesting exchanges came after a Merrill executive expressed concern that a colleague “intentionally failed” a short sale, an executive at the clearing unit responded, telling the executive to “F— the compliance area — procedures, schmecedures” (the executive apparently told the court that this was a joke). [read post]
20 Mar 2010, 4:17 pm
In 2000, the former N.F.L. running back Merril Hoge received a $1.55 million jury verdict in a lawsuit against a former Chicago Bears team physician. [read post]
26 Mar 2009, 1:18 pm
And Countrywide, based in Calabasas, California, sold these loans for a nice profit to investment banks like Merrill, which in turn bundled and sold them as CDOs. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co … [read post]
1 Sep 2011, 4:15 pm
Ernesto Zuniga Gomez, formerly with Merrill Lynch, Pierce, Fenner & Smith in San Diego, CA, was barred from association with any FINRA member in connection with the use of verbal authorization forms that falsely stated customer approval for the transfer of funds from their accounts to other customers' accounts. [read post]
3 Sep 2014, 7:18 am
Foreclosure News – Bank of America entered into a $16.65 billion settlement agreement with the Department of Justice to resolve federal and state claims against the bank, including Countrywide and Merrill Lynch. [read post]
10 Mar 2011, 5:52 pm
Related Web Resources: State Nets $155 Million in Settlement, Albuquerque Journal, March 7, 2011 Countrywide sued by 3 New Mexico funds, Pensions & Investments, Pension and Investments, August 20, 2008 New Mexico State Investment Council Public Employees Retirement Association of New Mexico New Mexico Educational Retirement Board More Blog Posts: Bank of America and Countrywide Financial Sued by Allstate over $700M in Bad Mortgaged-Backed Securities, Stockbroker Fraud Blog, December 29,… [read post]
23 Sep 2009, 5:39 am
Merrill-Dow Pharmaceuticals may have sent the legal system down a false path. [read post]
3 Aug 2008, 10:20 am
Given the mounting losses lenders are experiencing, as well as the emerging industry of speculators buying non-performing loans at as little as 20 cents on the dollar (Merrill Lynch just announced last week that they will sell off over $30 billion of bad loan securities for $6.7 billion - with 75% seller financing), the new safe harbor should allow real modifications - principal writedowns and rate reductions - that will keep struggling homeowners in their homes. [read post]
25 Aug 2014, 4:42 pm
Merrill: Commercial Litigation J. [read post]
22 Nov 2019, 11:20 am
Merrill Lynch Pierce Fenner & Smith Inc., and was filed in federal court in the District of New Jersey. [read post]
