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9 Nov 2020, 4:32 am
They look at how the agency expanded what qualifies as accreditation in several ways, including by importing the "knowledgeable employee" framework from the Investment Company Act. [read post]
6 Nov 2020, 7:08 am
Loans originated by unregulated entities may be transferred without consent if the loan agreement so permits. [read post]
6 Nov 2020, 3:00 am
The donations totaled $260,000, $5,000 from his personal bank accounts and $255,000 originating from a loan on personal assets. [read post]
5 Nov 2020, 9:03 pm
Dudley notes that many of OIRA’s regulatory functions originated from Executive Order 12,866 but have not changed significantly through six presidential transitions. [read post]
5 Nov 2020, 9:18 am
According to a Letter of Acceptance Waiver & Consent, this matter reportedly originated from a customer complaint made in August 2016 to FINRA’s Senior Help Line regarding inconsistent values reflected on her account statements regarding a REIT she had previously purchased. [read post]
5 Nov 2020, 6:41 am
Shares were originally offered for $10.00 per share but according to the most recent valuation published on June 30, 2020, the NAV is now just $3.30 per share. [read post]
4 Nov 2020, 11:43 am
Massachusetts' automotive "right to repair" law was the first in the nation when originally passed in 2013. [read post]
3 Nov 2020, 6:54 am
Unfortunately for investors, NorthStar shareholders reportedly lost one-third of their original value of their investment overnight after the newly formed company Colony NorthStar became publicly listed under the symbol “CLNC. [read post]
3 Nov 2020, 4:00 am
We are going to swear an affidavit to confirm that the stapled document is an original one and get it down to the court office this week”. [read post]
2 Nov 2020, 6:00 am
The release also cites the changes in technology and access to information that have occurred since 1982, when the original wealth thresholds were put in place. [read post]
31 Oct 2020, 3:45 pm
”Text and original photos copyrighted 2010-2020 by Cultural Heritage Lawyer Rick St. [read post]
31 Oct 2020, 3:45 pm
” Text and original photos copyrighted 2010-2020 by Cultural Heritage Lawyer Rick St. [read post]
31 Oct 2020, 3:45 pm
” Text and original photos copyrighted 2010-2020 by Cultural Heritage Lawyer Rick St. [read post]
30 Oct 2020, 8:50 pm
The document sets out key cyber-prevention standards for investment management companies. [read post]
30 Oct 2020, 12:30 pm
So what happens if they invest the proceeds of a loan? [read post]
30 Oct 2020, 9:13 am
For example, if an investor originally purchased 1,000 shares of the REIT with a value of $25,000, after the reverse stock split, the number of those shares was reduced from 1,000 to 412. [read post]
29 Oct 2020, 2:36 pm
Other than its size, another notable feature about this ground-breaking award is that more than half of it ($62 million) originated from the government’s recovery through another undisclosed agency. [read post]
29 Oct 2020, 7:36 am
The humble QR code was originally created by Japanese manufacturers as a sophisticated barcode for tracking parts. [read post]
29 Oct 2020, 5:01 am
President Ouattara, who helped stabilize Côte d’Ivoire after elections in 2010 sparked a civil war that led to approximately 3,000 deaths, originally indicated that he would abide by term limits and support a handpicked successor. [read post]
28 Oct 2020, 10:52 am
This includes both foreign direct investment (FDI), as in the case where a foreign multinational has a US subsidiary through which it engages in US business activity, and foreign portfolio investment (FPI), such as in the case where a foreign company or individual owns some shares of, say, Apple, Facebook, or Google stock.--30 percent by tax-favored US retirement accounts. [read post]
