Search for: "Securities Investor Protection Corporation"
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27 Dec 2023, 6:09 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois. [read post]
2 Oct 2017, 4:50 pm
Under the first theory, the so-called “classical theory,” insider trading occurs when a corporate insider trades in the securities of his or her corporation on the basis of material, non-public information. [read post]
27 May 2009, 1:23 pm
Weekly D900a Appeals -- Collateral orders -- Order granting leave to file fourth amended complaint which would avoid preclusion of state law claims under Securities Litigation Uniform Standards Act, and remand to state court for lack of federal jurisdiction because Securities Litigation Uniform Standards Act was the only asserted basis for federal jurisdiction -- Order is not reviewable under collateral order doctrine because it is effectively reviewable on appeal from a final… [read post]
7 Nov 2010, 1:41 pm
., state corporation laws, partnership acts, LLC acts). [read post]
6 Dec 2011, 12:56 pm
" Others hold signs calling for an end to "mortgage-backed securities" and "self-settled asset protection trusts. [read post]
5 Oct 2022, 6:30 am
Additionally, unlike claims under Section 11 and 12(a)(2), which are generally limited to disclosures made in connection with offerings of securities within the prior three years, claims under Section 10(b) and Rule 10b-5 can be brought by investors in previously issued securities traded on the secondary market (including common stock). [read post]
5 Jan 2023, 2:26 pm
Torts -- Contracts -- Limited liability companies -- Officers and directors -- Fraud -- Individual liability -- Active participation theory -- Claim that president of LLC made fraudulent representations that LLC held title to property that was offered to plaintiff investors as collateral in exchange for plaintiffs' loan to LLC despite knowledge that LLC did not have title -- Trial court erred in entering summary judgment in favor of president based on determination that… [read post]
24 Aug 2015, 7:11 am
United Foods, Inc., 533 U.S. 405 (2001), and corporations generally have free speech rights. [read post]
7 Dec 2009, 3:00 am
An Empirical Analysis, Research Paper (2008) examined the state of formation choices for limited liability companies and reached the conclusion, among others, that LLC's are migrating away from states that offer lower levels of protection for minority investors, which struck me as counter-intuitive because the majority owners presumably have more say in the matter. [read post]
22 Jan 2012, 2:42 pm
Did it instruct the agency's Fraud Detection and National Security Directorate that no site visits could be conducted without prior notice to the parties' attorneys of record? [read post]
16 Apr 2021, 10:22 am
These enforcement actions completely reshaped corporate practices. [read post]
22 Jan 2020, 6:55 am
Treasury Department Expands Power to Review Foreign Investment on National Security Grounds The Treasury Department’s Committee on Foreign Investment in the United States (CFIUS) has finalized regulations that apply heightened scrutiny to investors whose acquisitions of U.S. assets may pose national security risks. [read post]
2 Mar 2021, 2:49 pm
In her statement released in conjunction with her restoration of the authority, Lee said the “delegation of authority will enable investigative staff to act more swiftly to detect and stop ongoing frauds, preserve assets, and protect vulnerable investors. [read post]
1 Aug 2016, 9:30 pm
In a new book, Selling Hope, Selling Risk: Corporations, Wall Street and the Dilemmas of Investor Protection, I explore the role of self-deception in affecting compliance with financial regulation, especially securities law. [read post]
6 Mar 2009, 1:04 am
In its recent report analyzing the 2008 securities lawsuits (about which refer here), the information database firm Advisen noted that the rising number of bankruptcies "almost certainly will be accompanied by an increase in securities lawsuits. [read post]
16 May 2011, 2:25 pm
Provide information for investors 12. [read post]
20 Dec 2011, 2:41 pm
Investors who have purchased ELNY annuity payment rights may not be eligible to receive contributions from state guaranty funds which historically protect "consumers". [read post]
20 Nov 2017, 5:00 am
The Commission adopted these changes to implement portions of the Jumpstart Our Business Startups (JOBS) Act to make the then-seldom used Regulation A more attractive to issuers and investors. [read post]
11 Jan 2021, 8:19 am
FTTs tax the act of trading itself, on top of existing capital gains, personal income, and corporate income taxes. [read post]
12 May 2015, 2:04 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
