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10 Jan 2011, 12:46 pm
The SEC's report (required under Dodd-Frank section 913) on the effectiveness of existing standards of care for investment advisers and broker-dealers is due January 21. [read post]
7 Aug 2011, 8:25 am
Here is the abstract: The Dodd-Frank Act finally... [read post]
17 Oct 2011, 8:34 am
The Federal Reserve Board announced the approval of a final rule to implement the resolution plan requirement in the Dodd-Frank Act. [read post]
15 May 2016, 6:14 am
Frank H. [read post]
22 Mar 2008, 7:03 am
The Nationalist Party (Kuomintang, KMT) presidential candidate Ma Ying-Jeou won a landslide victory today, defeating the Democratic Progressive Party candidate Frank Hsieh by 17% (58.5% to 41.5%). [read post]
1 Feb 2012, 12:46 pm
"Don't judge me harshly just because justice wasn't served": Columnist Frank Cerabino has this essay today in The Palm Beach Post (via Jess Bravin). [read post]
30 Aug 2011, 9:55 am
Frank Quattrone has successfully fended off charges and lawsuits stemming from the first Internet boom. [read post]
7 Mar 2013, 10:26 pm
The Atlantic: Arkansas Just Adopted a French-Style Abortion Policy, by Garance Franke-Ruta: The state's new law restricting abortions to the first 12 weeks is blatantly unconstitutional -- and not that different from what a lot of European nations have in... [read post]
8 Dec 2010, 3:54 am
A California judge has said the Los Angeles Dodgers may need to be sold as part of the drawn-out divorce agreement between owners Frank and Jamie McCourt. [read post]
27 Dec 2007, 6:51 am
Posted by Jeff Lipshaw (cross-posted at Concurring Opinions) I neglected to mention, in my original commentary on the Cerberus opinion over at Concurring Opinions, that I am indebted to Frank Pasquale (the real one!) [read post]
23 Jul 2012, 11:55 am
On July 13, Treasury issued a supplemental directive to provide guidance to servicers for compliance with the requirements of the Dodd-Frank Act and Making Home Affordable requirements related to borrower identity and owner-occupancy for non-GSE mortgages. [read post]
10 Jun 2009, 5:27 pm
Canada, which is, like Israel, usually so much more civilized than the U.S. when it comes to the ability to have frank public discussion of competing perspectives on the Israeli-Palestinian conflict, is on the verge of international humiliation. [read post]
14 Aug 2009, 12:57 pm
Henning, a professor at Wayne State Law School, looks at how the guilty plea by Frank DiPascali provides quite a bit more detail about Bernard L. [read post]
27 Jul 2012, 6:10 am
Matthew Zames and Frank Bisignano were promoted to co-chief operating officers of the bank, while Jes Staley moved from being chief executive of the corporate and investment bank to chairman. [read post]
12 Nov 2015, 5:58 pm
In the Los Angeles Review of Books, Frank Pasquale reviews "The End of College" by Kevin Carey of the New America Foundation: "Tax-cutting, budget-slashing politicos... [read post]
7 Aug 2007, 4:51 am
Frank Lasee, a Republican Wisconsin assemblyman, has introduced a bill to cut funding to the University of... [read post]
6 Apr 2009, 8:50 pm
Frank, Professor of Pediatrics at Boston University... [read post]
4 May 2011, 12:56 pm
The SEC published on its website a request for public comment on the feasibility, benefits, and costs of two short selling disclosure regimes as a part of a study mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act.... [read post]
18 Jan 2012, 2:22 pm
The SEC published on its website a request for public comment (Download 34-66164[1]) on financial literacy and investor disclosure issues that it is studying as part of a review mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act.... [read post]
23 Dec 2010, 3:44 pm
Meade of Parkman and Frank X. [read post]
