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10 Dec 2007, 5:55 am
Technorati Tags: Facebook, Beacon, Privacy, James Grimmelmann Share This [read post]
24 May 2016, 6:31 am by Adam Weinstein
The securities fraud lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against broker James Flower (Flower). [read post]
4 Apr 2016, 10:30 am by Adam Weinstein
The securities fraud lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against broker James Hayne (Hayne). [read post]
19 Aug 2013, 2:12 am by Editors
-> Click to subscribe to InhouseBlog's FREE Weekly Newsletter featuring in-house counsel news and jobs.The post Antitrust Forum 2013 (9/24/13, Sofitel St James, London) appeared on InhouseBlog.com. [read post]
22 Dec 2014, 7:07 am by Adam Weinstein
(Securities America) broker James McLaughlin (McLaughlin) alleging that between October 2010, through October 2012, McLaughlin: (i) engaged in excessive trading (churning) in four customers’ accounts; (ii) recommended unsuitable short-term trading of mutual funds in four customers’ accounts; (iii) engaged in unauthorized trading in three customers’ accounts and; (iv) exercised discretion in one customer’s account without having written authorization. [read post]
5 Jan 2016, 6:40 am by Adam Weinstein
The securities lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against broker James Bernthal (Bernthal). [read post]
7 Aug 2015, 8:29 am by Adam Weinstein
According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker James Ham (Ham) has been the subject of at least two customer complaints, one financial matter, three regulatory events, two employment separations, and one judgement/lien. [read post]
7 Mar 2016, 9:46 am by Adam Weinstein
The securities fraud lawyers of Gana LLP are investigating a regulatory complaint (Disciplinary No. 1013038289101) filed with The Financial Industry Regulatory Authority’s (FINRA) against broker James Nixon (Nixon). [read post]
29 Jul 2014, 5:57 pm by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) barred from the financial industry broker James Bracey (Bracey) concerning allegations that in or about February 2008, Bracey, received a $175,000 loan from a customer without notifying Multi-Financial, now known as Cetera Advisor Network LLC. [read post]
16 May 2016, 3:31 pm by Adam Weinstein
The securities lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against broker James Ignatowich (Ignatowich). [read post]
17 Mar 2015, 9:49 am by Victoria Sweet
Here is a great quote from Librarian of Congress James Billington about why Erdrich was chosen for this award: Librarian of Congress James Billington said in a statement that Erdrich’s novels have uniquely explored the cultural challenges faced by Native Americans and mixed-race Americans. [read post]
28 May 2019, 9:22 am by Tom Smith
Leading the “I’m really worried” list are James Comey, John Brennan, James Clapper, Loretta Lynch, and their senior aides, all political appointees. [read post]
13 Sep 2017, 1:58 pm by Susan Hennessey, Benjamin Wittes
This afternoon, White House Press Secretary Sarah Huckabee Sanders, from the White House podium, declared that former FBI Director James Comey may have “violated federal law” in sharing memos documenting his conversations with the president. [read post]
26 Sep 2023, 4:56 am by Guest Author
Doing otherwise is not just bad statutory interpretation; it threatens the rule of law and raises difficult constitutional questions by depriving potential defendants of a viable way to challenge unlawful rules without risking draconian liability.[25] James R. [read post]
19 May 2021, 3:33 pm by Chuck Rosenberg
And the last thing James should do is follow the precedent set by Whitaker. [read post]