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9 Mar 2018, 8:24 am
You ever watch a fight in which it's hard to tell who the winner is? [read post]
18 Oct 2018, 5:37 am
In today's featured FINRA arbitration, we got a widow. [read post]
7 Feb 2022, 5:47 am
FINRA Customer Claimant Says Arbitrators ... [read post]
27 Feb 2020, 11:14 am
In today's blog, we have a FINRA Arbitration Panel awarding damages, costs, and fees to a public customer Claimant against the servicing stockbroker and the brokerage firm Respondents. [read post]
13 Aug 2018, 8:15 am
" Further, the Chair requested this extraordinary sanction:In recognition of the Claimant’s... [read post]
2 Oct 2020, 8:47 am
In situations where two parties each have claims against the other, there's a sense that it's better to be cast in the role of the Claimant than of the Respondent. [read post]
Did You Hear The One About The Customer Who Sued Because He Didn't Know Insider Trading Was Illegal?
3 Jan 2021, 7:28 am
It all started with a customer's complaint. [read post]
20 Mar 2020, 12:47 am
It's as oddball a start-and-stop-and-start-and-lets-try-to-stop mess as it sounds.FINRA ArbitrationIn September 2016, public customer Claimants Thomas S. [read post]
17 Apr 2017, 3:41 am
BrokeandBroker.com Blog's Bill Singer at a loss for words? [read post]
10 Jul 2023, 5:02 am
We got lots of clues and hints but just can't crack FINRA's indecipherable code. [read post]
1 Jun 2020, 2:04 am
Chioffi, Claimant, v. [read post]
18 Jan 2019, 9:22 am
The old festering wound . . . and it is brought to life in all its glory in today's blog about a 2009 customer complaint that slowly and painfully prompted a 2019 stockbroker's expungement. [read post]
4 Oct 2019, 8:38 am
In today's featured FINRA customer arbitration case, we consider some of the troubling rules by which this forum operates.Case In PointIn a FINRA Arbitration Statement of Claim filed in December 2017, and as amended, Claimants as... [read post]
27 Nov 2021, 7:18 am
See a recent FINRA public customer Award for an example.Case In PointIn a FINRA Arbitration Statement of Claim filed in July 2019 and as amended, public customer Claimant Webb asserted conversi... [read post]
2 Jan 2024, 1:04 pm
Which means that trying to decipher some decisions is often a guessing game as to why a Claimant did or didn't win -- a... [read post]
17 Mar 2011, 8:26 am
Bad faith hinges on whether or not the insurer is aware of specific facts in making their decision not to satisfy a claimant's damages. [read post]
19 May 2020, 2:17 pm
In other words, the claimants had waived stacking on the motorcycle policy, which had been issued by a different carrier.In its decision, the Court also held that, because the Plaintiff’s claims failed with respect to the household exclusion issue, the Plaintiff’s claims for bad faith and under the Unfair Trade Practices and Consumer Protection Law also failed.Anyone wishing to review this decision may click this LINK.I send thanks to Attorney Patricia A. [read post]
7 Apr 2016, 9:30 pm
From Robert Farquhar’s 1784 death at sea on his way to obtain relief to the state of Georgia’s 1889 claim to reimbursement from the United States in the U.S. [read post]
22 Feb 2019, 7:01 am
, IP aficionados gather to attend the conference organized by the Centre for Intellectual Property and Information Law at the University of Cambridge.This year's conference theme is particularly intriguing, in that it focuses on the relevance of knowledge and intention in IP law, ie something that has possibly changed in recent times more than what most some people might have expected or wanted.Chaired by Sir Richard Arnold, the conference will discuss the following:Intellectual… [read post]
31 Oct 2019, 3:11 pm
Obesity Must Be Considered as a Factor Impacting the Claimant’s Functional Capacity Though the SSA is not required to award benefits for obesity as the “primary disabling condition,” they must account for the impact of your obesity on your functional capacity to work. [read post]
