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24 Sep 2019, 6:11 am by Tinker Ready
Not all the recent whistleblower news from Capitol Hill involves the president and the Ukraine. [read post]
23 Sep 2019, 4:41 pm by Steven Cohen
MOUNTAIN CREEK RESORT INC. et al – United States District Court – District of New Jersey – September 23rd, 2019) involves an injury at a ski resort. [read post]
23 Sep 2019, 6:51 am by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report: September 2019Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
23 Sep 2019, 6:31 am by Deb Givens
Bristol-Myers Squibb’s $74 billion buyout of Celgene Corp. and AbbVie Inc. [read post]
22 Sep 2019, 11:29 am by Staff Attorney
(American Portfolios) and Kestra Investment Services, LLC (Kestra Investment) out of New York, was barred from the financial industry according to records kept by The Financial Industry Regulatory Authority (FINRA). [read post]
21 Sep 2019, 2:31 pm by Rob Robinson
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements are intent-based and not the actual completion of an event, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and event amount (if known). [read post]
21 Sep 2019, 6:17 am
(September 21, 1993), during a Rule 14a-8 rulemaking in 1983 in which the Commission’s interpretation of a number of 14a-8 provisions were in flux, NL Industries Inc. [read post]
20 Sep 2019, 12:00 pm by Anthony Zaller
  California’s AB 5, signed by Governor Newsom on September 18, 2019, codifies the California Supreme Court’s ruling in Dynamex Operations West, Inc. v. [read post]
19 Sep 2019, 12:12 pm by Corbin Bridge
Retrieved from https://www.crnusa.org/CRNConsumerSurvey [2] Grand View Research, Inc. (2019, May). [read post]
18 Sep 2019, 9:52 pm by Kevin LaCroix
The Payment Card Industry Security Standards Council (PCI SSC), an international organization founded by American Express, Discover Financial Services, JCB International, MasterCard Worldwide, and Visa Inc. in 2006, develops and manages certain credit card industry standards, including the PCI-DSS. [read post]