Search for: "SECURITIES CORP." Results 3681 - 3700 of 11,592
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Sep 2021, 1:11 am by Kassem Dahrouj
In early 2021, for example, a group of retail investors caused the prices of Blackberry Ltd. and GameStop Corp. shares to soar based on information that they read on Reddit. [read post]
18 Oct 2015, 6:43 am by Adam Weinstein
Finally, since July 2015, Jeffery has been associated with Aegis Capital Corp. where he remains registered out of the Portland, Oregon office location. [read post]
21 Jul 2018, 6:44 am by Staff Attorney
  From March 2013 until October 2013 Gheith was associated with Aegis Capital Corp. [read post]
21 Apr 2009, 5:45 am
The three main credit-rating shops, Moody’s Corp., McGraw-Hill Cos. [read post]
12 Sep 2018, 10:04 am by Staff Attorney
From April 2008 to September 2016, Ginsberg has been registered with Investors Capital Corp. [read post]
14 Jun 2019, 12:08 pm by ccollins
During that time, he also had been a registered broker with QA3 Financial Corp., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. [read post]
8 Mar 2011, 1:08 am by Randall Reese
 That loan was subsequently sold to Credit Suisse First Boston Mortgage Securities Corp., which then contributed the loan to a trust for purposes of including it in a portfolio of loans to be securitized through the issuance of commercial mortgage-backed securities (or CMBS). [read post]
1 Jun 2012, 12:07 pm by Andrew Ramonas
Former senators John Breaux (D-La.) and Trent Lott (R-Miss.), senior counsel at the Patton Boggs affiliate, are among the lobbyists advocating for Exxon Mobil Corp., Lockheed Martin Corp. and Level 3 Communications LLC on the United Nations Convention on the Law of the Sea, which came into force in 1994 and has the support of more than 160 countries. [read post]
27 Jan 2009, 6:02 pm
According to the TDO, BIS has evidence to believe that the vessel is destined for the Iranian Revolutionary Guard Corps for use as an attack craft. [read post]
9 Mar 2012, 10:18 am by Ted Allen
The staff of the Securities and Exchange Commission has rejected a no-action request by Western Union to omit Norges Bank Investment Management's proxy access proposal.The company argued that the Norges' proposal was "materially false and misleading" because it referred to a Norges website that was yet not in operation. [read post]
10 Jul 2024, 9:40 am by Jon Brodkin
(credit: Getty Images | Bloomberg) A federal judge yesterday granted Elon Musk's motion to dismiss a class-action complaint alleging that laid-off Twitter employees were wrongfully denied the severance they were entitled to under the Employee Retirement Income Security Act (ERISA). [read post]
25 Nov 2019, 9:56 am by Silver Law Group
Many of the claims involving Flynn Wealth Management relate to investments in REITS such as Phillip Edison REIT, Business Development Corp of America (BDC), Hospitality Investors Trust, and others. [read post]
27 Dec 2023, 11:21 am by Silver Law Group
Morgan Securities LLC   Chase Investment Services Corp   Merrill Richardson   Goldman Sachs & Co, LLC   William Blair & Company LLC   Michael Solomon   Maxim Group LLC   HFP Capital Markets LLC   Steven Thompson   Network 1 Financial Securities Inc. [read post]
12 Aug 2010, 2:38 pm by Page Perry LLC
Despite that, Citigroup continued to originate subprime mortgages and underwrite subprime mortgage-backed securities in large quantities. [read post]
19 Dec 2008, 1:35 pm
Her Majesty's Government: Corp Fin Grants Schedule 13D Relief for UK's Investment in the Banking Sector From the DealLawyers.com Blog: Last week, Corp Fin issued this no-action letter entitled "Her Majesty's Government. [read post]