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24 Apr 2023, 4:00 am
In Industrial Risk Insurers v. [read post]
30 May 2013, 2:35 pm
Recently, she appointed Keith Higgins as the new Director of Corporation Finance and appointed acting director, Lona Nallengara, as SEC chief of staff. [read post]
13 Jul 2018, 6:00 am
Finance Watchdog Takes Aim at Cryptocurrency The Financial Industry Regulatory Authority (FINRA), a self-regulatory body for broker-dealersm has released a regulatory notice to mandate its member to notify the authority if they engage in any cryptocurrency activity. [read post]
11 Feb 2020, 4:24 pm
As discussed in our post from June 2018, SEC Director of Corporation Finance William Hinman described how the virtual currency Ether may have originally started as a security but in later years the network evolved and Ether was decentralized enough that it could no longer be considered a security. [read post]
25 Jun 2008, 5:18 pm
(June 25, 2008) – The law firms of Troutman Sanders LLP and Ross, Dixon & Bell, LLP announced today they will merge, creating a 750-attorney firm with national and international reach and unparalleled depth.The merger, approved by the partnerships at both firms and effective Jan. 1, 2009, combines Troutman Sanders’ multi-faceted corporate, finance, litigation, real estate and public policy practices with Ross, Dixon & Bell’s exceptional… [read post]
12 Jul 2021, 4:00 am
Corporate registrations kept by state governments provide information including the name of the business, the registered agent and the address. [read post]
6 Mar 2013, 7:22 pm
Along with the JOBS Act, this new marketplace should provide additional opportunities and flexibility for these companies as they evaluate their strategic and corporate finance alternatives. [read post]
18 Feb 2022, 9:49 am
Her 1-Sentence Reason Turns Modern Leadership Upside-DownPhilantopic: “#Philanthropy is no exception—whether it’s the global pandemic or mass movements for #racialjustice reform, what otherwise seemed like a predictable and linear industry remains mired in continued, seismic shifts. [read post]
15 Jun 2023, 1:54 pm
Another way is through the SEC Whistleblower Program, which encourages industry and corporate insiders with information on potential securities violations to step forward and share that information with the agency. [read post]
31 May 2023, 12:37 pm
NET EFFECT ON PROFIT: The May 13 issue contained speculation about the likely impact of AI on AI industry and general profitability. [read post]
24 Mar 2016, 11:48 pm
A new report from the RAND Corporation analyzed the regulatory challenges associated with “self-driving” vehicles. [read post]
27 Nov 2018, 7:00 am
The industry with the most GCs is finance, with 17 percent, followed by government, tech and manufacturing, each with 10 percent. [read post]
25 Apr 2011, 11:31 am
Demonstrating corporate social responsibility to customers or shareholders; Gaining experience in new markets. [read post]
18 Apr 2019, 12:48 pm
In the healthcare industry, having a buttoned-up compliance program will enable a more efficient sales process. [read post]
14 Sep 2010, 11:23 am
I work with both large corporations as well as individuals and their family members. [read post]
6 Aug 2007, 5:34 am
Audit Process and Compliance - How do the PCAOB, the SEC’s Division of Corporation Finance, and the SEC’s Division of Enforcement contribute to the complexity of the audit process? [read post]
16 Nov 2003, 8:54 am
Who would have guessed years ago that Toyota could make better cars in Japan and ship them to the US to put the auto industry at a competitive disadvantage? [read post]
11 Nov 2010, 8:18 am
TWIA in Texas and Citizens Property Insurance Corporation in Florida have these tendencies. [read post]
12 Jan 2020, 11:04 am
“We’ve helped over 250 clients raise a total of over $500 million in primary financings, and have built the A-team into over 110 great employees who are motivated to change this industry. [read post]
30 Oct 2011, 8:57 am
This is usually driven in part by the bank which at some early point (if not at start-up) is involved in financing the operations. [read post]
