Search for: "SECURITIES CORP." Results 3701 - 3720 of 11,592
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28 Jun 2019, 7:31 pm by Lyle Roberts
General Cable Corp., 2019 WL 1965159 (E.D. [read post]
29 Jan 2016, 9:01 am by Malecki Law Team
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
5 Jun 2019, 12:59 pm by Astarita
The Securities and Exchange Commission today filed a new fraud action against Longfin Corp. and its CEO for falsifying the company’s revenue and, together with a former Longfin consultant, for fraudulently securing the company’s listing on Nasdaq. [read post]
16 Feb 2019, 6:43 am by Lev Sugarman
Lev Sugarman shared a livestream of a House Homeland Security Committee hearing on election security. [read post]
11 Aug 2018, 5:18 am by Victoria Clark
On the National Security Law Podcast, Robert Chesney and Steve Vladeck dove deep on a different Guantanamo detention case: Hamdi v. [read post]
19 Jul 2019, 11:41 am by Vishnu Kannan
The Iranian Revolutionary Guard Corps seized a British-flagged oil tanker in the Strait of Hormuz, alleging that the tanker violated international laws and regulations, the Wall Street Journal reports. [read post]
19 Jun 2012, 12:10 pm
Herskovits PLLC comments on the following regulatory actions: Net Cap Violations Freedom Investors Corp. [read post]
9 Jan 2020, 1:01 pm by Hannah Kris
 Visit our Events Calendar to learn about upcoming national security events, and check out relevant job openings on our Job Board. [read post]
28 Jul 2017, 5:00 am by John Jascob
The SEC’s recently filed case against Alpine Securities Corporation weighed heavily on the discussion and Q&A session. [read post]
25 Apr 2019, 8:07 am by Unknown
Quadrant 4 System Corp., et al., No. 17-cv-4883 (N.D. [read post]
4 Nov 2015, 9:30 am by John Jascob
Regions Financial Corp. (2011) that a plaintiff must plead that an issuer’s opinions were both objectively false and subjectively disbelieved at the time they were made. [read post]