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20 Jul 2018, 6:15 am
First Derivative Traders, 564 U.S. 135 (2011) and its ruling may affect the ability of the US Securities and Exchange Commission (SEC) to enforce the antifraud provisions of the federal securities laws and could limit shareholders’ ability to pursue private claims against certain individuals. [read post]
7 Nov 2007, 12:28 am
Interwoven P2P was recognized for its innovative design and versatility, which enables broker-dealers, prime brokers, specialized commodities traders, and asset and portfolio managers to automate and streamline their market communications needs. [read post]
15 Apr 2010, 3:01 pm
In cases involving misleading conduct, the ACCC will now be able to issue “substantiation notices” to require traders to justify claims they make about products they promote. [read post]
17 Apr 2008, 8:10 pm
The Justice Department says that one of the defendants, former UBS Securities executive Mitchel Guttenburg, had sold nonpublic data prepared by UBS stock analysts to another defendant, trader David Tavdy. [read post]
3 May 2016, 11:08 am
Several major retailers’ brands are part of the recall, including: Costco, Costco Canada, Walmart, Safeway and Trader Joe’s. [read post]
9 Dec 2010, 3:00 am
First Derivatives Traders on Tuesday. [read post]
1 Jul 2012, 7:53 am
” Reading about her work on the commons reminded me of Robert Ellickson’s book, Order Without Law, that came out towards the end of my university days (David Friedman’s 1992 review is available online), and a couple of other articles on self-regulating industries such as diamond traders, that I read at the time – empirical studies that were in particular looking at how these groups dealt with disputes. [read post]
17 Feb 2010, 9:20 am
The Satellite Finance Forum 2010 is aimed at bankers, private equity professionals, industry analysts, traders, CFOs, CEOs and all industry executives with an interest in financial decision making. [read post]
26 Apr 2022, 12:15 am
Old timers will remember that this was the issue in the celebrated case of All Points Traders, Inc. v. [read post]
27 Oct 2010, 3:59 pm
This way, when your erudite Aunt Lizzie — the one who reads Slate, listens to NPR, and brings a recyclable tote bag with her to Trader Joe’s — tells you at Thanksgiving about this fascinating Slate piece she just read, saying that there are too many lawyers and law schools, you’ll know exactly what she’s talking about.A Case of Supply v. [read post]
21 Jun 2010, 2:42 am
The interests of both traders and the public are best protected by a system that ultimately requires use or reputation of trademarks to justify injunctive relief.The article concludes with a number of recommendations for improvement of the CTM system, as well as one recommendation aimed at U.S. trademark law: The Lanham Act should be amended to require foreign applicants relying on a home registration under Section 44(e) to have used the trademark somewhere prior to registration in the… [read post]
13 Oct 2011, 9:43 pm
"In nearly every modern State the situation of a trader who has ceased to pay his debts as they mature in the ordinary course of business is regulated by special provisions of law... the public interest is so closely involved, by reason of the plurality of creditors who have claims against the debtor, that in most countries the intervention of a public authority has been thought necessary to adjust the conflicting rights, and to discover and punish any wrong-doing." [read post]
6 Jan 2012, 2:17 pm
Wilson worked for BNY Mellon for 19 years as a foreign-exchange trader and left the company this past spring. [read post]
27 Jan 2021, 7:03 pm
Discord welcomes a broad variety of personal finance discussions, from investment clubs and day traders to college students and professional financial advisors. [read post]
17 Jan 2019, 3:06 am
In Paysera LT, the question to the ECJ was whether the following activities could be classified as payment services linked to the issuance of e-money under Article 5(2) and 6(1)(a) of EMD II: payments (transfers) made by an e-money holder from an e-money account with an e-money institution to third-party accounts with credit institutions; and the collection of payments for goods and (or) services supplied by the clients (traders) of an e-money institution holding e-money accounts from… [read post]
25 Sep 2011, 6:30 am
Which is why professional traders know what they are doing only use these funds for day trading. [read post]
19 Jun 2007, 10:31 am
It seems risky to leave the availability of such signs to other traders to consumer perception, but this is exactly what shifting the issue to s.3(1)(c) does. [read post]
4 Sep 2012, 2:19 pm
An example of this is in the case of a trader at Credit Suisse who was given confidential information which he knew he should not disclose. [read post]
23 Apr 2012, 6:25 am
In Europe, the European Commission is proposing to regulate the activities of a wider range of commodity derivatives traders through amendments to MiFID. [read post]
12 May 2009, 8:00 am
The New York regional office recently brought an insider trading case against a trader who obtained information on a debt restructuring plan, subsequently traded on such information before public disclosure. [read post]
