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23 May 2014, 5:05 am
From June 2008, through April 2010, Moran was associated with Cambridge Investment Research, Inc. [read post]
22 May 2014, 5:40 am
According to FINRA former brokerage firm CapWest Securities, Inc., (CapWest) violated industry content standards in communications with the public. [read post]
16 May 2014, 6:22 pm
Other domestic shipping terms published by the National Motor Freight Traffic Association are sometimes adopted, primarily in transactions with carriers. [read post]
16 May 2014, 2:26 pm
“As we announced on May 1, 2014, the purchase price for shares purchased by us pursuant to our tender offer is $6.50. [read post]
16 May 2014, 1:36 pm
The firm did not, however, even have an arbitration clause with that former associate. [read post]
16 May 2014, 1:30 pm
American Trucking Associations, Inc. [read post]
16 May 2014, 11:41 am
Inc.; George Salem, Senior Product Manager at Google Inc.; and Craig Spiezle, Executive Director, Founder, and President of the Online Trust Alliance. [read post]
16 May 2014, 8:42 am
ScanScout, Inc., No. [read post]
16 May 2014, 8:41 am
Nothing We're Tracking Today (click for the complete Energy & EPA announcements) (c)Waste Information & Management Services, Inc. [read post]
15 May 2014, 8:07 pm
Self-Help Credit Union, RoundPoint Mortgage Servicing Corporation, Five Brothers Mortgage Company Services and Securing Inc, and Douglas Allan Stuart a/k/a “D.A. [read post]
15 May 2014, 6:53 pm
Finally, the NLRB recently secured a ruling from the Fifth Circuit enforcing its order which found a nonunion employer had unlawfully maintained an overly broad confidentiality rule that barred discussions of “personnel information” outside the company. [read post]
15 May 2014, 10:00 am
Stamer also regularly works with OCR, FTC, USSS, FBI and state and local law enforcement on privacy, data security, health care, benefits and insurance and other matters, publishes and speaks extensively on medical and other privacy and data security, health and managed care industry regulatory, staffing and human resources, compensation and benefits, technology, public policy, reimbursement and other operations and risk management concerns. [read post]
14 May 2014, 4:34 am
In a May 9, 2014 opinion (here), the Court held in ATP Tour, Inc. v. [read post]
12 May 2014, 3:00 am
LabMD, Inc. [read post]
9 May 2014, 8:54 am
In Pitcairn Properties, Inc. v. [read post]
9 May 2014, 5:57 am
LabMD, Inc. [read post]
7 May 2014, 6:45 am
Baxter International, Inc. v. [read post]
6 May 2014, 11:44 am
More Than $1 Million in Penalties and Restitution Transamerica Financial Advisors, Inc., a St. [read post]
2 May 2014, 12:28 pm
Home Capital, Inc., 13-705, and Takushi v. [read post]
1 May 2014, 9:00 am
John Fund, Inc. [read post]