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2 Mar 2021, 6:36 am
By Amanda Maine, J.D.The SEC’s Division of Examinations, in its first major Risk Alert since being elevated to division status from the Office of Compliance Inspections and Examinations in December, has published guidance for investment advisers, broker-dealers, exchanges, and transfer agents regarding digital asset securities and distributed ledger technology. [read post]
11 Mar 2020, 8:17 am
By Amanda Maine, J.D.Speaking at the Council of Institutional Investors’ 35th Anniversary Annual Spring Conference, SEC Commissioner Elad Roisman reiterated his support for the SEC’s proposal on proxy advisory firms, which has met with CII criticism since it was issued in November 2019. [read post]
25 Feb 2019, 5:43 am
By Amanda Maine, J.D. [read post]
9 Apr 2020, 6:20 pm
By Amanda Maine, J.D. [read post]
25 May 2021, 7:35 am
By Amanda Maine, J.D.The regional directors of the SEC’s Los Angeles and San Francisco offices recently spoke at Securities Docket’s Enforcement Forum West on enforcement issues facing the agency. [read post]
5 Dec 2018, 4:52 am
By Amanda Maine, J.D. [read post]
15 Jun 2015, 9:54 am
This post was written by Amanda D. [read post]
12 Feb 2015, 10:28 am
[This story previously appeared in Securities Regulation Daily.]By Amanda Maine, J.D.The SEC’s whistleblower program has been a “game changer” as a source for financial fraud cases, according to the Division of Enforcement’s chief accountant, Michael Maloney. [read post]
15 Aug 2023, 12:43 pm
Session VIII: "Neurodivergent Ombudsing: Personal Reflections and Case Lessons," presented by Amanda Dean The term neurodivergent has become the catch-all for many mental differences, everything from social preferences to ways of learning and communicating. [read post]
4 Mar 2023, 6:36 am
Es en el comportamiento de mi esposa, NORMAL llamar a nuestra hija, Mirtha Carola Anderson Higinio, cuatro o más veces por día, esta insistencia motivo que nuestra hija Mirtha Carola Anderson Higinio, el señor Sandro Ricardo Cazorla Vivanco, sus hijos Belén, Amanda, Harol y Paris BLOQUEARAN mi teléfono para llamar a cualquiera de ellos, de suerte que sólo se le permite dejar MENSAJES DE VOZ.A raíz que nuestra hija, Mirtha Carola… [read post]
28 Aug 2018, 11:26 am
By Amanda Maine, J.D. [read post]
6 Mar 2021, 8:56 am
In her decision O/524/20, Appointed Person Amanda Michaels initially dealt with a number of areas where SWIFT’s appeal amounted to no more than an attempt to reargue the Hearing Officer’s decision. [read post]
20 Jun 2013, 2:00 am
Orr-Adams (trading as Applied Concrete Systems, a Partnership) v Bailey (trading as G Bailey Services) [2013] EWPCC 30 is a Patents Count Court decision of Katfriend and long-time IP enthusiast Miss Recorder Amanda Michaels last Tuesday, 19 May. [read post]
30 Aug 2018, 7:32 am
The SA Express News published an extensive editorial supporting reform efforts in Bexar County.More on blood spatterAfter interviewing Pamela Colloff about blood spatter evidence, I was interested to run across this journalistic send-up of blood-spatter forensics published last year in the Springfield News-Leader.Return of The WooginatorCongratulations to Amanda Woog, who's moving back to Texas after a stint at the Quattrone Center at Penn Law in order to assume the reins as executive… [read post]
12 Dec 2018, 5:00 am
By Amanda Maine, J.D. [read post]
10 Sep 2019, 7:10 am
By Amanda Maine, J.D. [read post]
2 Feb 2015, 4:56 am
" As of Friday evening, Parsons said he had delivered the memos to three of the five judges.Bryan and District Judge Kyle Hawthorne, along with county court-at-law judges Jim Locke and Amanda Matzke, unanimously voted on Friday to terminate the employment of John McGuire, who had been director of the Brazos County Community Supervision and Corrections Department since 2010. [read post]
13 Dec 2016, 6:18 am
By Amanda Maine, J.D.Helen Munter, director of the PCAOB’s Division of Registration and Inspections, and Claudius Modesti, director of Enforcement, outlined the recent activities of their respective divisions at the AICPA’s recent conference on SEC and PCAOB developments. [read post]
31 Mar 2015, 7:19 am
[This story previously appeared in Securities Regulation Daily.]By Amanda Maine, J.D.SEC Commissioner Daniel M. [read post]
6 Jan 2020, 1:47 pm
Me sucedieron cosas importantes durante mi estadía, principalmente en el Valle Sagrado, mi visita a Sacsayhuaman, la primera fue que me caí de espaldas (una silla defectuosa) mientras disfrutaba la "graduación" de mi nietecita más bella (Catalina) de cinco años de edad, tuvieron que ponerme tres puntos a la mitad del cráneo posterior en EsSalud de Urubamba, se detectó que mi presión era de 220 sobre 110, permanecí en… [read post]
