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18 Dec 2019, 10:20 am
On December 10, 2019, FinCEN Director Kenneth Blanco delivered prepared remarks to a banking conference held in Washington, DC. [read post]
24 Feb 2010, 6:40 am
In Indiana and many other states, courts have found that banks have a duty to protect customers’ confidential information. [read post]
27 Dec 2022, 6:47 am
Terzis purportedly assisted the customer with transferring funds to her personal bank account, in order to facilitate the loan. [read post]
18 Jun 2019, 2:34 pm
His record shows at least four customer disputes, most of them alleging unauthorized trading. [read post]
21 May 2018, 1:41 pm
Covered financial institutions include banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. [read post]
28 Aug 2014, 7:46 am
Blackbook employs approximately 35 registered persons and engages in securities transactions for retail customers and investment banking transactions. [read post]
20 Sep 2018, 10:30 am
Is the platform subject to, and registered under, banking regulations or a similar regime—for instance, the New York BitLicense regulations? [read post]
12 Dec 2017, 9:57 am
Neither defendant is a national bank. [read post]
7 Mar 2019, 7:34 am
While the product has already established a strong base in banking and insurance, he said, he sees opportunities in sectors such as pharmaceuticals and healthcare. [read post]
6 Feb 2024, 6:13 am
(Truist) has been subject to at least two customer complaints during the course of his career. [read post]
19 Nov 2008, 7:42 am
I'm a customer," she said. [read post]
12 Jun 2009, 11:04 am
One of his businesses, Custom Contractors and Associates, filed for bankruptcy last year after owing more than $10 million to creditors. [read post]
16 Sep 2016, 7:34 am
Those surveys culminated in “Reports on Cyber Security” for the banking sector, the insurance sector, and on third-party service providers within the banking sector, which ultimately informed NYDFS’s rulemaking process. [read post]
26 Oct 2017, 9:00 am
They secured short-term loans for Vanguard by dishonestly stating they would use the funds to finances mortgages for customers of Vanguard. [read post]
10 Oct 2010, 7:00 am
The so-called "originate to sell" model is central to the problem banks are now facing in regards to buybacks. [read post]
24 Sep 2009, 1:49 pm
People’s United Bank Inc. found for the plaintiffs on the issue of subject matter jurisdiction, it ultimately granted the defendants’ motion to dismiss for failure to state a claim.In May 2008, the class action plaintiffs in McLoughlin filed a suit seeking damages as the result of a February 2008 incident in which unencrypted back-up tapes containing banking and other personal information of People’s United Bank customers went missing… [read post]
18 May 2012, 1:28 pm
The plaintiffs claim that the bank created a scheme in which it manipulated debit card transactions to increase the number of overdraft fees charged to customers by re-ordering daily transactions from highest to lowest dollar amount, resulting in a higher number of individual overdraft transactions. [read post]
17 Jun 2022, 3:59 am
Instead, it will preserve the coexistence of central bank money and private money, supporting innovation by private intermediaries. [read post]
21 Oct 2019, 9:18 am
For example, she observed that compliance with know-your-customer rules and regulations are essential to ensure stablecoins are not used for illegal activities and illicit finance. [read post]
25 May 2012, 8:31 am
As currently written, the rule bans proprietary trading but allows hedging and market-making for customers seeking to trade securities. [read post]
