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19 Apr 2019, 6:12 am
Wagner, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, April 18, 2019 Tags: Corporate crime, Corporate liability, Elizabeth Warren, Management, Misconduct, Negligence, Securities enforcement Communicating Culture Consistently: Evidence from Banks Posted by Jillian Grennan (Duke University), on Thursday, April 18, 2019 Tags: Bank boards, Banks, Corporate culture, Financial advisers, Financial… [read post]
12 Jul 2019, 6:17 am
Meetings Posted by Kosmas Papadopoulos, ISS Analytics, on Saturday, July 6, 2019 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Institutional Investors, Majority voting, Ownership structure, Shareholder proposals, Shareholder voting The State of Play on Clawbacks and Forfeitures Based on Misconduct Posted by Jonathan Ocker, Justin Krawitz, and Ben Gibbs, Pillsbury Winthrop Shaw Pittman LLP, on Sunday, July 7, 2019 … [read post]
2 May 2011, 1:00 pm
“You have jurisdiction over the banks because the banks do business in the United States,” Gerson said in a phone interview this morning. [read post]
12 Jul 2010, 2:18 am
The Dodd-Frank Bill and Securities Litigation: If the Dodd-Frank Wall Street Reform and Consumer Protection Act is finally enacted into law, we can all look forward to months of commentaries beginning like this: "A little noticed provision of the financial reform legislation may have unexpected implications. [read post]
22 Dec 2010, 7:49 am
~~~ Not much you can do, When all this occurs, BofA will just say, go tell it to MERS. ~~~ BofA is coming to town… ~~~ So, if everything’s gone, Let me be frank, You know the cops won’t be, arresting a bank. ~~~ BofA is coming to town… ~~~ They don’t care if they own it. [read post]
15 Oct 2016, 12:38 pm
In Miller, the defendant had no reasonable expectation of privacy in his banking records, even though they contained sensitive financial information, because he had voluntarily shared the information with a third party—the bank. [read post]
18 May 2012, 12:47 pm
What really set me off was the Wall Street Journal’s Holman Jenkins writing “Jamie Dimon Stubs Dodd-Frank’s Toe” and his soft-shoe shuffle around JP Morgan Chase Bank’s $2 billion dollar trading fiasco. [read post]
13 Mar 2022, 9:02 pm
How can banks or other regulated financial institutions touch digital assets or keep them in custody? [read post]
7 May 2012, 10:15 am
In response, Dodd-Frank and other financial reforms have imposed a grab bag of new rules on financial intermediaries. [read post]
1 May 2012, 8:21 am
I guess the NYPD said, “Oh, okay… sorry about accusing you guys of potentially mailing Anthrax to banks in Manhattan? [read post]
28 Sep 2008, 3:12 am
Banks would have no more money than they do now to lend. [read post]
2 Dec 2010, 4:15 am
The False Claims Act and Dodd-Frank Act have relator award and anti-retaliation provisions; no such luck on the Internet. [read post]
30 Jun 2017, 6:01 am
Sloan, Simpson, Thacher & Bartlett LLP, on Friday, June 23, 2017 Tags: Banks, Capital requirements, CFPB, CHOICE Act, Financial institutions, Financial regulation, Foreign banks, Liquidity, Mortgage lending, Securities regulation, Stress tests, Systemic risk, Treasury Department, Volcker Rule A Modest Proposal? [read post]
3 Jan 2010, 4:26 pm
-Frank Stronach (Chairman), Magna International Inc. $10.8 million. [read post]
29 Oct 2021, 12:41 pm
Bank Loan A traditional bank loan, or term loan, provides a lump sum of capital that is paid back over time with interest. [read post]
1 Nov 2012, 9:46 pm
We have seen a significant number of banks go private since April. [read post]
12 Mar 2012, 4:24 am
This portion of the Act would increase the shareholder of record threshold from 500 to 2,000 for banks and bank holding companies, and would provide that a bank or bank holding company could terminate 1934 Act registration if the number of holders of record drops to less than 1,200. [read post]
19 May 2017, 6:08 am
., Goodwin Procter LLP, on Friday, May 12, 2017 Tags: Boards of Directors, Delaware cases, Delaware law, Fiduciary duties, Liability standards, Liquidity, Private equity, Private funds, Restructurings, Securities litigation, Shareholder suits, Shareholder voting Expanding the Reach of the Commodity Exchange Act’s Antitrust Considerations Posted by Gregory Scopino, Georgetown University Law Center, on Saturday, May 13, 2017 Tags: Antitrust, Banks, CFTC, Derivatives,… [read post]
16 Dec 2015, 6:06 am
For example, a Global Gold Bank of Am [read post]
22 Sep 2013, 8:35 pm
You will want to be aware of these changes before you launch a general solicitation campaign.In addition to the rules on general solicitation, the SEC adopted rules disqualifying securities offerings involving certain “bad actors” from reliance on the Rule 506 exemption (regardless of whether general solicitation or general advertisement are utilized), as mandated by Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
