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9 May 2011, 11:42 am
Frank also lamented the substantial burdens placed on banks to regulate their customers under UIGEA and the high cost of that regulation. [read post]
9 May 2011, 10:49 am
It was created by the Dodd-Frank financial services reform legislation approved by Congress last year. [read post]
9 May 2011, 5:00 am
I expect to see several more in the “yes” column before the registration deadline under Dodd-Frank. [read post]
9 May 2011, 3:45 am
Many members are asking when the SEC will adopt its final rules regarding whistleblowing as required by Section 922 of Dodd-Frank. [read post]
9 May 2011, 1:40 am
Since the Dodd Frank Act’s passage last summer, the whistleblower provisions of the Dodd-Frank Act have received a great deal of scrutiny. [read post]
6 May 2011, 2:12 pm
Under the Dodd-Frank law, the CFPB is limited in what actions it can take unless it has a formal director. [read post]
6 May 2011, 11:24 am
The Senate Banking Committee has scheduled a hearing on Oversight of Dodd-Frank Implementation: Monitoring Systemic Risk and Promoting Financial Stability for May 12, 2011. [read post]
6 May 2011, 9:42 am
Frank Robinson. [read post]
6 May 2011, 8:37 am
1) The D&O Diary: Dodd-Frank Rulemaking Delays: Bad, and Likely to Get Worse - In this post, Kevin LaCroix provides a great breakdown of Davis Polk’s recent Dodd-Frank Rulemaking Report. [read post]
6 May 2011, 5:00 am
First, it is the first time that the SEC has used newly obtained authority (see Section 929P of Dodd-Frank) to bring an administrative case against a non-regulated person that seeks the imposition of penalties. [read post]
5 May 2011, 6:49 pm
Despite this vast regulatory power, noted the senators, Dodd-Frank provides no real checks on the Director. [read post]
5 May 2011, 12:10 pm
The proposed regulation simply restates the statutory considerations set forth in Dodd-Frank. [read post]
5 May 2011, 8:21 am
The legislation has the strong support of the securities and banking industries.Since Dodd-Frank mandates a dual SEC-CFTC regulatory regime for derivatives, the legislation now goes to the Financial Services Committee, the oversight committee for the SEC, where approval is expected. [read post]
4 May 2011, 2:16 pm
The housing bubble was not caused by the amount of compensation paid executives, even bank executives. [read post]
4 May 2011, 11:57 am
In letters to Congress, the securities and banking industries expressed strong support for legislation that would extend the implementation of the Dodd-Frank derivatives regime by 18 months, which would provide the SEC and CFTC and market participants alike the opportunity to continue thoughtful consideration of the costs, benefits, and potential market impact of the proposed regulations under Title VII. [read post]
4 May 2011, 10:15 am
Morgan Chase & Co. bank branch. [read post]
4 May 2011, 8:06 am
What do the banks want in exchange? [read post]
4 May 2011, 5:11 am
The Vice-Chairman for Supervision is a unique official who has oversight responsibility both for large financial holding companies (which include the nation’s biggest banks and credit card issuers) and state-chartered community banks that are Federal Reserve members. [read post]
3 May 2011, 1:03 pm
When those banks close those towns are going to blow away. [read post]
3 May 2011, 8:50 am
If she agreed to bring a derivative suit against City Bank maybe the bank’s executives would be forced to pay their bonuses back to the bank. [read post]
