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2 Mar 2007, 1:04 am
The judge also noted that the plaintiffs had conceded that claims based upon fraudulent conduct prior to July 30, 1999 were time barred, and issues of holder standing and standing generally were dealt with or deferred in the Janus opinion, and likewise for disposition of claims under Section 36(b) of the ICA, Section 48(a), and Section 20(a) of the Exchange Act.Claims against certain new defendants, various timers/traders, were sufficiently pled, as were the claims against three companies… [read post]
2 Jan 2012, 2:35 am by Victoria VanBuren
Concepcion | Blawgosphere Round-up on Class Arbitration Decision (May 5) GUEST-POST | Stolt-Nielsen Opens More Doors Than It Closes (May 6 ) Texas Supreme Court Declines to Follow Hall Street in Arbitration Case: Nafta Traders, Inc. v. [read post]
11 Jul 2012, 8:44 am by Elan Mendel
According to the Korea Exchange (KRX), for the first time in 13 years, South Korea lost its status as the top derivatives trader in the world to the U.S. based Chicago Mercantile Exchange. [read post]
21 Oct 2009, 10:50 am
"This is just the latest example of how clever financial traders violate laws and rip off the public trust. [read post]
3 Nov 2007, 4:09 am
You need to make sure you find an accountant/CPA who concentrates on small business and start-up business, like SOHO-, SME, SMB-, Micro-, Lifestyle-, Home-, DIY-, Hobby-, Boomer- or Personal business, like professional, contractors, freelancer, self-employed, sole-trader and virtual assistants before you make any appointments. [read post]
6 Nov 2011, 10:09 pm by Tony Tsang
In 2009, two traders were charged with manipulating the London interbank rates (Libor) when the Japan FSA joined hands with the UK FSA and SEC in investigation efforts. [read post]
29 Oct 2007, 8:09 am
  Financial institutions have since sought and received from FERC waivers to allow them or their affiliates to acquire these securities in amounts exceeding $10 million without advance FERC approval, provided the acquisition is in their ordinary course of their business, which includes taking security for a loan, in connection with their asset management business, or as part of their routine activities as a broker, dealer, and trader. [read post]
2 Nov 2009, 7:06 am
’s Wholesale, Giant, Lancaster, Price Chopper, Shaw’s, Trader Joe’s and Wild Harvest. [read post]
6 Sep 2023, 4:05 pm by Lawrence Solum
They do so because they can provide powerful coordination mechanisms across otherwise diffuse investor and trader populations. [read post]
28 May 2010, 11:07 am by Meaghan Olson
Reforms Addressed In the version of the bill that passed the Senate, changes to the current financial system would include: Provisions to curb abusive lending practices, especially in the mortgage industry Safeguards that would guarantee that large and complex companies could be liquidated - possibly in bankruptcy - without having taxpayers foot the bill Requirements that would force large banks to detach some of their profit-rich derivatives operations into separate entities (though this… [read post]
14 Feb 2011, 9:06 pm
For occasional traders, a traditional commission-based brokerage account may be the most economical way to invest. [read post]
27 Jul 2010, 8:46 am
Though not on the scope of Microsoft, but more in line with a Trader Joe's, a California discount chain best known for $2 bottles of Charles Shaw wine -- known affectionately as Two Buck Chuck. [read post]
2 May 2011, 7:00 am by admin
Wall Street’s tumultuous 1980s, as witnessed by a young bond trader. 8. [read post]
12 Feb 2008, 7:54 am
The general idea probably has applications outside the medical field--particularly in a black box economy where "magic numbers" and complex deals are becoming ever more common: [Satyajit] Das [author of "Traders, Guns and Money: Knowns and Unknowns in the Dazzling World of Derivatives"] disparages . . . bankers [for] creating "complexity for the sake of complexity," trying to wow their clients by inventing more sophisticated-seeming investments. [read post]
25 Sep 2013, 2:05 am by Ganka Belcheva
A condition allowing the possibility of imitation is the presence of a been imposed market reputation of the merchant or of offered goods and services that could bring undeserved benefits of acting in bad faith (simulated) trader. [read post]
22 Jun 2011, 1:45 pm by randal shaheen
 It found that a “direct offer” was not synonymous with a contractual offer by the trader; the broadcast contained both a free phone number and a website address which took orders for the product, and the language of the ad explicitly sought a direct response from customers, urging them to “call now” or to go online to order the product. [read post]
20 Apr 2015, 6:05 pm by News Desk
The following products are subject to recall: 12-oz. packages of Trader Joe’s brand “Sweet Apple Chicken Sausage” with the case code 9605 and use by/freeze by dates of “4 22 15,” “4 25 15,” and “4 29 15. [read post]
25 Mar 2008, 4:20 am
Plaintiffs sued under California's Unfair Competition Law and Consumer Legal Remedies Act.Defendants included Albertson's, Safeway, Kroger, Trader Joe's, Whole Foods, Costco, and others. [read post]
3 Sep 2023, 7:13 pm by Bill Marler
I have an interview with Scripps on the recall issues with Trader Joe’s at 6:00 AM tomorrow my time. [read post]