Search for: "Securities Investor Protection Corporation"
Results 3741 - 3760
of 4,476
Sorted by Relevance
|
Sort by Date
5 Feb 2009, 7:45 am
Under the new rules, a credit rating agency may not issue or maintain a credit rating on an obligor or security where the credit rating agency, or an affiliate, made "recommendations" to the obligor or the issuer, underwriter or sponsor of the security about the corporate or legal structure, assets, liabilities or activities of the obligor or issuer. [read post]
22 Jul 2011, 1:29 pm
2025 passenger cars and light trucks that NHTSA will be proposing pursuant to the Energy Independence and Security Act of 2007. [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over… [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over… [read post]
15 Aug 2011, 12:34 pm
And there is a system in place to protect inventors, the patent system. [read post]
29 Apr 2020, 2:56 pm
In the agency’s various public statements and actions, the agency has made it clear that it intends to police the marketplace aggressively to try to protect investors from unsubstantiated claims by issuers relating to the coronavirus outbreak. [read post]
22 Aug 2019, 9:05 pm
Department of Homeland Security modified the Flores Settlement, which provides protective standards for detaining children in detention centers. [read post]
29 Nov 2009, 11:30 am
Regardless of whether the Investor Protection Act becomes law, it appears that say-on-pay activism in one form or another will continue to gain momentum with shareholders in the current environment. [read post]
31 Aug 2023, 4:43 am
If these proposals are adopted in the final legislation, they will bring significant improvement to company law and corporate governance in China; ultimately, they will make Chinese companies more competitive and attractive to both home and foreign investors. [read post]
12 May 2015, 2:43 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Nov 2022, 10:27 am
” He also said that the new rules should strengthen both transparency and “the accountability of corporate executives to investors. [read post]
5 Feb 2011, 1:51 pm
But I am increasingly doubtful that the finance system, as currently constituted, can cooperate with authorities to protect itself from shadowy forces. [read post]
27 Apr 2023, 9:05 pm
ENDNOTES [1] See, e.g., Larry Fink, Larry Fink’s 2020 Letter to CEOs: A Fundamental Reshaping of Finance, Blackrock (Jan. 14, 2020), https://www.blackrock.com/corporate/investor-relations/2020-larry-finkceo-Letter (“[W]ith the impact of sustainability on investment returns increasing, we believe that sustainable investing is the strongest foundation for client portfolios going forward. [read post]
7 Nov 2008, 2:57 pm
Securities and white-collar lawyers raised questions about who will take the lead in enforcement: state attorney generals, the US Department of Justice or the Securities and Exchange Commission. [read post]
1 Nov 2009, 8:58 pm
Introduction In the struggling economic climate, many corporations have sought bankruptcy relief. [read post]
23 May 2023, 5:50 am
In October 2016, according to the indictment, Cohen paid Daniels $130,000 through a shell corporation, with the understanding that Trump would later reimburse Cohen. [read post]
11 Mar 2009, 2:22 am
Bankruptcies Double: Though it is early yet, one of 2009’s stories of the year has to be the surge in corporate bankruptcies. [read post]
4 Oct 2018, 5:20 pm
By their online nature, fintech companies will have a greater demand for stronger cyber security. [read post]
25 Apr 2023, 9:05 pm
No corporate leader wants to become the next Blockbuster video chain. [read post]
29 Aug 2019, 9:05 pm
Department of Homeland Security (DHS) challenging new regulations that modify the Flores Settlement, which provides protective standards for placing children in detention centers. [read post]
