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26 Feb 2007, 8:17 am
Thanks are due to Frank Snyder, Val Ricks, Texas Wesleyan and South Texas College of Law for being great hosts for this year's annual International Contracts Conference. [read post]
4 Nov 2006, 6:48 am
Barney Frank (Mass.) will get the chair of the House Financial Service Committee... [read post]
25 Jul 2010, 10:54 pm by By DEALBOOK
Magna International said on Friday that three-quarters of its common shareholders had approved a buyout plan to end the voting control now held by the company's founder and chairman, Frank Stronach. [read post]
2 Jul 2024, 6:46 pm by Howard Bashman
“The Assassination Hypothetical Isn’t Even the Scariest Part of the Supreme Court Immunity Ruling”: Law professor Frank Bowman has this Jurisprudence essay online at Slate. [read post]
27 Feb 2011, 7:49 am by Securites Lawprof
Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act, by Thomas Lee Hazen, University of North Carolina (UNC) at Chapel Hill - School of Law, was recently posted on SSRN. [read post]
5 Jun 2025, 7:20 pm by Unreported Opinions
Criminal law — Franks challenge — Unpreserved challenge In March of 2022, Dacora Nicole Ross, the Appellant herein, was indicted in the Circuit Court for Frederick County for possession with […] [read post]
6 Dec 2011, 7:47 am by Marcia Narine
  Although many of the Republican presidential contenders have promised to dismantle Dodd-Frank, it’s likely that if conflict minerals legislation survives court scrutiny, it will be here to stay. [read post]
24 Jul 2017, 3:34 am by John Jenkins
Does this mean that the SEC doesn’t intend to ever proceed with adopting any of the outstanding Dodd-Frank rules that are still in the proposal stage? [read post]
5 Oct 2011, 1:45 pm by Ted Allen
The committee also is to include the "Investor Advocate," a new Dodd-Frank-authorized position that has not been filled.Shareholder representatives also have expressed concern about the delay. [read post]
12 Dec 2011, 5:58 am by Caroline Bradley
Continue reading "Open Government and the Implementation of the Dodd-Frank Act" [read post]
17 Jan 2012, 2:00 am by Stephanie Figueroa
Critics are concerned plenty of time has passed and nothing seems to be settled with the Dodd-Frank Act and the Volcker Rule in particular. [read post]
21 Jul 2010, 12:47 pm by Steve Bainbridge
” Among other things, the memo says to expect 243 rulemakings and 67 studies required by the law; persistent ambiguities “that will require consultation with the staffs of the various agencies involved;” and the need to adjust the regulation to changes in market behavior as well as to the technical fix bill promised by Chairman Frank. [read post]
18 Jun 2014, 3:57 am by Broc Romanek
Dodd-Frank unambiguously defined “whistleblower” to mean people who provide information to the SEC. [read post]
22 Nov 2010, 1:03 pm by David Feldman
The first panel of the SEC conference last week focused on Dodd-Frank and various issues that have arisen. [read post]
1 Jul 2022, 6:31 am
Securities and Exchange Commission (SEC) once again reopened the period to solicit input from the public on the compensation clawback rules it proposed in 2015 to implement Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
1 Jul 2022, 6:31 am
Securities and Exchange Commission (SEC) once again reopened the period to solicit input from the public on the compensation clawback rules it proposed in 2015 to implement Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
18 Nov 2015, 1:08 am by Kevin LaCroix
Rather, the amounts are drawn from an Investor Protection Fund that the Dodd-Frank Act created to fund whistleblower awards. [read post]