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18 Mar 2019, 11:17 am
Weiser (CRD #1511042, Mendota, Illinois) Without admitting or denying the findings, Weiser consented to the sanction and to the entry of findings that he failed to cooperate with FINRA’s requests for documents and for on-the-record testimony related to an investigation into his conduct regarding the sale of promissory notes and interests in a company to determine whether he engaged in unapproved private securities transactions. [read post]
20 Jun 2012, 10:37 am
Those situations are “(1) where the disclosure is made outside of normal reporting channels and (2) where the disclosure is not one that is normally a part of the job. [read post]
18 Oct 2016, 7:06 am
These Reg D private placements are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
4 Jul 2021, 4:10 pm
IPSO has published a number of rulings and resolutions statement since our last Round Up: 01979-21 Parish v express.co.uk, 1 Accuracy (2019), Breach – sanction: action as offered by publication 00347-21 Williams v Sunday Times, 1 Accuracy (2019), No breach – after investigation 27710-20 Mailey v Sunday Life, 1 Accuracy (2019), Breach – sanction: action as offered by publication 11891-20 Islamic Human Rights Commission v thejc.com, 1… [read post]
11 Aug 2015, 9:01 pm
Among the issues the House members urged investigating was the possibility that a California law banning unconsented recording of private conversations was violated. [read post]
8 Aug 2022, 5:30 am
The investigation was done jointly with the Information Commissioner of Quebec. [read post]
30 Sep 2021, 4:50 pm
Solutions Law Press, Inc. is hosting a complimentary briefing by Cynthia Marcotte Stamer on key requirements of the Act expected to impact health plans and their administration on Monday, October 18, 2021 from 11:30 a.m. to 1:00 p.m. [read post]
23 Aug 2021, 11:25 am
Impersonating a Private Investigator HB 1400: Signed June 15 It is now illegal in Texas to impersonate a private investigator, who are licensed by the state and deal with personal and sensitive matters. [read post]
21 Feb 2023, 6:00 am
Law firms and individual lawyers are ranked in bands from 1-6, with 1 being the best. [read post]
15 Feb 2024, 5:32 am
Law firms and individual lawyers are ranked in bands from 1-6, with 1 being the best. [read post]
2 Jun 2009, 10:00 pm
But you probably missed them, because the exchanges were on Legal OnRamp, a private website for in-house counsel and others, accessible by invitation only. [read post]
19 Aug 2010, 1:23 am
With the Butler case, the plaintiff’s legal team compiled investigation, discovery, pleadings and research that filled 11 oversized boxes. [read post]
23 Dec 2022, 4:46 am
With so much at stake for American democracy, the January 6th Report provides the public an opportunity to reflect on persistent threats to the rule of law, elections, racial justice, and freedom from political violence. 1. [read post]
6 Apr 2013, 6:11 pm
1. [read post]
4 Nov 2022, 4:00 am
During the investigation, the inspector general’s office discovered social media posts on September 30, 2020, from Blanton’s wife, one of which asked “ALL PATRIOTS” to contact her for private tours of the Capitol at a time when the building was closed to the public due to the coronavirus pandemic. [read post]
12 Apr 2008, 9:06 pm
Ill persons with the outbreak strain have been reported from California (1), Colorado (1), Delaware (1), Maine (3), Massachusetts (2), Minnesota (1), North Dakota (1), New Hampshire (2), New Jersey (3), New York (3), Pennsylvania (1), Rhode Island (1), and Vermont (1). [read post]
30 Aug 2023, 2:12 pm
According to the Board, the filing of an employer’s own NLRB petition pursuant to Section 9(c)(1)(B) will provide employers with the opportunity to challenge the union’s majority status through a representation election if the Board, upon investigation and hearing, finds that a question of representation exists. [read post]
1 Mar 2012, 12:29 pm
Cummins, Esq. 1:00 – 1:30 pm: The Tort Talk Civil Litigation Update Presenter: Paul T. [read post]
14 May 2020, 12:09 pm
Under the private search exception, no Fourth Amendment violation occurs when a private person searches property in an individual capacity. [read post]
14 May 2019, 3:12 am
States are investigating additional illnesses that might be a part of this outbreak. [read post]
