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6 Mar 2013, 6:59 am by Jeffery Robinette
  Hughart  faces up to six years and a $350,000 fine when he’s sentenced June 25. [read post]
18 Sep 2024, 4:22 am by David Pocklington
Anyone found guilty of breaking the law will face an unlimited fine. [read post]
13 Mar 2020, 5:21 pm by INFORRM
. ● UN Special Rapporteurs, Agnès  Callamard (Director, Columbia Global Freedom of Expression), Javaid Rehman, David Kaye, Michel Forst have voiced alarm at the targeting of journalists working for the BBC and other broadcasters, and their families by Iranian authorities. [read post]
29 Jan 2017, 12:40 pm by Green, Schafle & Gibbs
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.FINRA Firms & Brokers, Fined & Sanctioned1st Discount Brokerage, Inc. submitted an AWC in which the firm was censured, fined $50,000 and required to pay $39,060.18, plus interest, in restitution to customers. [read post]
29 Mar 2019, 8:01 am by Jonathan Spontarelli
In addition to a $10,000 fine against his firm, David Kozak paid $3,000 for failing to file required registration and disclosure statements about his work for Penn Globe. [read post]
16 Oct 2016, 4:08 pm by INFORRM
On the same day there was a pre-trial review in the case of Ur-Rahman v ARY Network Ltd, before Sir David Eady. [read post]
13 Aug 2020, 6:14 am by Annette Zimmermann
In a recently published discussion symposium, nine philosophers (Amanda Askell, David Chalmers, Justin Khoo, Carlos Montemayor, C. [read post]
4 Jun 2017, 10:00 pm by Dan Flynn
A year before it was confronted by the “pink slime” crisis, BPI lean finely textured beef product was contained in as much as 75 percent of the ground beef sold in the U.S. [read post]
28 Aug 2019, 1:10 pm by Alexandra Haris
Individuals who violate the Kingpin Act may face up to 10 years in prison and/or fines pursuant to Title 18 of the U.S. [read post]
28 Mar 2018, 11:53 pm by Tessa Shepperson
Commenting, David Smith, Director of Policy for the RLA said: “Today’s report is a damning critique of a failing policy. [read post]
17 Dec 2013, 5:15 am by Ron Coleman
 As David’s lawyer, believe me, it’s heartbreaking. [read post]
13 Oct 2021, 2:03 am by David Bernard, CEO of AssessFirst
Despite The Equality and Human Rights Commission (EHRC) promising “unlimited fines and convictions,” The Guardian discovered in 2019 that precisely zero companies had been fined, yet hundreds of businesses had not reported their data. [read post]
22 Mar 2019, 1:05 am by Tessa Shepperson
  If they don’t get the possession order they are vulnerable to a fine or imprisonment. [read post]
15 Oct 2011, 6:02 am by William McGrath
The Second Circuit Says FINRA Cannot Collect Fines in Court As discussed here, on October 5, the U.S. [read post]