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7 Feb 2008, 6:05 am
"[31] Further, if for instance Merrill fails to comply with the subpoena, it "constitutes prima facie proof that the defendant has engaged in the suspected fraudulent activities and, standing alone, can provide the basis for a permanent injunction order. [read post]
12 Jul 2009, 7:22 pm
Merrill Lynch provided InterOil with $70 million and Clarion Finanz provided the company with $60 million under the said loan.By March 31, 2008, InterOil had drawn down all of the funds under the loan agreement and lacked enough funds to pay back the $130 million loan. [read post]
20 Sep 2010, 5:26 am
But even with the dismissal, former Merrill Lynch executive James A. [read post]
18 Feb 2010, 11:59 pm
" Details Emerge on Wachtell's Advice to BofA on Merrill Disclosure Issues The American Lawyer The first batch of formerly confidential papers filed with Judge Jed Rakoff in the SEC's case against Bank of America shows that Wachtell and BofA agreed fairly quickly that the bank did not have to disclose that estimates of Merrill's fourth-quarter 2008 losses rose from $5 billion to $15 billion as a shareholder vote approached on whether to approve the… [read post]
18 Apr 2011, 8:41 pm
Kenny was singlehandedly responsible for the bank’s spectacular decline, paying way over mini-bar prices for Countrywide and Merrill Lynch. [read post]
18 Feb 2021, 2:24 pm
The Toby Merrill Scholarship Fund – Toby Merrill was an executive at Chubb who passed away in 2016 after a courageous battle with cancer. [read post]
23 Apr 2010, 7:38 am
Quinn filed papers last week in which the law firm claimed that the SEC's charges against Goldman "bear directly" on Merrill's conduct. [read post]
1 Aug 2022, 1:39 pm
, In re Merrill Lynch, Pierce, Fenner, & Smith, Inc., 828 F.2d 1567, 1569 (Fed. [read post]
24 Mar 2010, 9:53 pm
After leaving Merrill Lynch in mid-1999, he served as National Finance Chair for U.S. [read post]
19 Nov 2009, 12:23 am
Merrill (eds.), Patents in the Knowledge-Based Economy. [read post]
22 Feb 2010, 3:03 pm
Tonso, editor, Merril Press, 1990.) [read post]
21 Nov 2023, 7:15 am
On Monday, the United States Supreme Court denied inventor Jeffrey Killian’s petition for a rehearing in his case asking the Court to provide clear guidance on – or else throw out – the Alice/Mayo test for patent eligibility. [read post]
21 Nov 2023, 7:15 am
On Monday, the United States Supreme Court denied inventor Jeffrey Killian’s petition for a rehearing in his case asking the Court to provide clear guidance on – or else throw out – the Alice/Mayo test for patent eligibility. [read post]
9 Jul 2007, 12:54 pm
First, a recap: The Investment Advisors Act of 1940 states that investment advisors have a fiduciary duty to clients. [read post]
15 Jan 2019, 2:41 pm
He was discharged by Securities America, Inc. on February 4, 2015, for alleged failure to follow firm policies, and also voluntarily resigned from Merrill Lynch, Peirce, Fenner & Smith Inc. after the firm alleged on May 19, 2014 that Destefano allegedly was involved in potentially mis-marking order tickets, FINRA reports. [read post]
20 Jul 2007, 6:08 pm
Credit Suisse, Lehman Brothers, Goldman Sachs, Merrill Lynch, Morgan Stanley, and Citigroup expressed concern that the proposed rule "is not workable" because it relegates 10 percent of project debt to an un-guaranteed, deeply subordinated tranche, and, by barring stripping, prevents marketability of the debt instrument. [read post]
12 Aug 2015, 9:08 am
– $100,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated – $500,000 Morgan Stanley & Co. [read post]
26 Jan 2016, 8:07 am
For an eighteen year period, 1998 through 2015, he found that while Wall Street analysts from firms such as Merrill Lynch, Morgan Stanley, and UBS predicted an up year more than 95% of the time, the stock market was up only 73% of the time. [read post]
20 Sep 2010, 1:47 pm
In fact, the first line in the Protocol mentions clients' interest in privacy and "freedom of choice in connection with the movement of their Registered Representatives...between firms"The Protocol had three founding members - CitiGroup, Merrill Lynch and UBS Financial - and since its inception many years ago the list has exploded as firms have clearly made the decision that the benefits they can obtain from recruiting and hiring registered representatives far outweigh the… [read post]
27 Apr 2010, 5:00 am
Three of the big five investment banks disappeared, either by failing or through purchase by a commercial bank (Bear, Merrill & Lehman). [read post]
